EFTA01360420

Case: 01082293 - salesforce.com - Unlimited Edition Page 2 of 9 Moderate Risk High Risk Relationship Number Case Owner DB Pay for Third party for introduction Describe, Third party compensation e 290 Approved KYC No Special Client Type (select if applicable) DB Employee DB is Trustee/Co- Trustee Custom Links Import Documents Export Documents View Documents From Repository A. Type of Photo ID Provided A. U.S. Drivers License; Passport If Other. Type of Photo ID Provided Reason for Rush (If applicable) Exception Expires Reason for Exception Applicable) Booking Location How Client Was Introduced Introduction Details Request Temporary/Permanent Exception DB Managed PIC Bearer Shares? Epstein & Co. as this was a company started and controlled by Mr. Epstein. RESOLVED all issues resolved Please rush. Client wants to fund accounts ASAP. NY Prospect Jeffrey Epstein was a client of Paul's ; JP Morgan. Paul and Jeffrey Epstein had a mutual fnend/colleague who introduced them while Paul was at JPMorgan. Over the course of a few meetings Paul was able to get Jeffrey to bring some of his funds over to JPMorgan KYC Wizard Launch Due Diligence View Due-Diligence Case-Report Global KYC Print B. Checklist of names (individuals and/or entities) that were submitted for database searches is attached B. Yes C. Please indicate the results of the database searches performed RDC searches complete Yes - Negative Results Found PCR checks complete Yes - Negative Results Found OFAC checks complete Yes - No Negative Results Found BIS searches complete Yes - No Negative Results Found Denial Orders checks complete Yes - No Negative Results Found Martindale-Hubbell searched Not Applicable https://dbforcepb.my.salesforce.com/5006000000Qah5L/p?retURL45006000000Qah5L A... 8/28/2015 CONFIDENTIAL - PURSUANT TO FED. R. GRIM. P. 6(e) DB-SDNY-0048750 CONFIDENTIAL SDNY_GM_00194934 EFTA01360420