EFTA01360548

(Embedded image moved to file: pic19819.gif) From: PWM AOG/ To: Pema sherpa cc: Amanda Kirby PWM AOG! Date: 11/01/2013 10:47 AM Subject: Re: DB Force Case# 01146170: Darren K. Indyke PLLC [I] classification: For internal use only Hi Pema, FYI Thanks, Dhruv Yadav PWM AOG DBOI Global Services Private Limited Email : From: PWM AOG! To: Amanda Kirby cc: PWM AOG Date: 11/01/2013 10:42 AM Subject: DB Force Case# 01146170: Darren K. Indyke PLLC [I] Classification: For internal use only Hi Amanda, while reviewing the account opening docs, we came across the below issues: 1. on Account Opening Application, both DB Private wealth online Plus and Link to Existing Online Relationship have been selected. Please select the correct one only. (Embedded image moved to file: pic30032.gif) 2. This entity is Limited Liability Corporation, however on w-9, Federal Tax Classification is selected as Other: Atty Tust Account. Please correct the same to LLC along with the Tax classification (5,c or P) (Embedded image moved to file: pic30819.gif) 3. KYC is in pending status. Please let us know, once it is approved. CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0048961 CONFIDENTIAL SDNY_GM_00 195145 EFTA01360548