Case File
efta-01360862DOJ Data Set 10OtherEFTA01360862
Date
Unknown
Source
DOJ Data Set 10
Reference
efta-01360862
Pages
1
Persons
0
Integrity
Extracted Text (OCR)
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TOt 79464390/4568851
05Jul15 1815 EST
FRONt DEUTSCHE BANK AG
PAGE 003
1.
General Terms:
Trade Date
Buyer.
Seller:
Currency Option Style.
Currency Option Type.
Put Currency and Put Currency Amount
Call Currency and Call Currency Amount
Expiration Date.
Expiration Time:
CcttfLn rt Date:
Strike Price:
Pramual(
Premium payable by
Premium Payment Date:
Premium Payment Instructions
2.
Representations:
02 July 2015
Party&
Party A
European
EUR PuUUSD Call
EUR 50.000,000,00
uso 52,000,000 00
04 January 2016
1000 hours (Loma time in New York)
06 January 2016
USD 1.04000 per EUR 1.03
USD 663.000 00
Party B
06July 2015
Deutsche Bank Trust Co Americas, NewYork
Swdt Code BKTRUS31/00(
Acc: No.: -ABA
0103 CHIPS ID 096804
Each party represents to the other party as of the date that t enters into this Transaction that (absent a written agreement
between the parties that expressly imposes affirmative obligations to the contrary for this Transaction)
Non-Reliance. It is acting for its own account, and it has made its own independent decisions to enter into this
Transaction and as to whether the Transaction is appropriate or proper for it based upon its am Judgement and upon
advice from such advisers as it has deemed necessary It is not relying on any communication (written or oral) of the
other party as investment advice or as a recommendation to enter into this Transaction, it being understood that
information and explanations related to the terms and conditions of this Transaction shall riot be considered to be
investment advice or a recommendation to enter into the Transaction. No communication (written O1 oral) received
front the other party shar be deemed to be an assurance or guarantee as to the expected results of this Transaction.
(ii)
Assessment and Understanding. it is capable of assessing the merits of and understanding (on its own behalf or
through independent professional advice), and understands and accepts the terms and conditions and risks of this
Transaction. It is also capable of assuming. and assumes, the risks of the Transaction.
(iii)
Status of Parties. The other party is not acting as a fiduciary for or adviser to et in respect of this Transaction.
Please confirm that the foregoing correctly sets forth the terms of our agreement by executing the copy of this Confirmation
enclosed for that purpose and returning it to us or by sending to us a letter or facsimile substantially similar to this letter, which
letter or facsimile sets forth the material terms of the Transaction to which this Confirmation relates and indicates your
agreement to those terms.
Confirmed as of the date first above when
PRIVATE CLIENT SERVICES PWtv1 ALEX BROWN AC SOUTHERN FINANCIAL LLC
BY.
By
Name:
Name
Authorised Signatory
Authorised Signatory
For any query relating to this Confirmation, please contact us on
If you agree with the details of this confirmation. please sign and return to fax number
This IS a computer generated confirmation and does not require a Deutsche Bank AG authorised signature.
Deutsche Bank AG o authorised under German Banking Lam (competent authority • BaFin • Federal Financial Sodomising Authority). Deutsche Bank AG
London Branch st further euthonsed by the Prudential Regaiton Author end is subject to limited repletion by the Financial Conduct Author-.y and
Prudential Regulation Authority for the conduct of UK busirass. Deutsche Bank AG is a joint stock corporation with limited latitily incorporated in the
Federal Republic of Germany AB No.30 000 District Count of Frankfurt am Main; Branch Registration in England and Wales BR000003; Registered asdrez
Winchester House.] Great Winchester Street, London EC2N 2013(101071
Papa d4
CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e)
DB-SDNY-0049481
CONFIDENTIAL
SDNY_GM_00195665
EFTA01360862
Technical Artifacts (4)
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Phone
4568851Phone
9464390SWIFT/BIC
BKTRUS31SWIFT/BIC
DEUTSCHEForum Discussions
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