Case File
efta-01360865DOJ Data Set 10OtherEFTA01360865
Date
Unknown
Source
DOJ Data Set 10
Reference
efta-01360865
Pages
1
Persons
0
Integrity
Extracted Text (OCR)
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TO: 79464370/4568831
05Jull 5
1815 EST
FROM: DEUTSCHE BANK AG
PAGE 003
1.
General Terms:
Trade Date
Buyer:
Seller:
Currency Option Style
Currency Option Type:
Put Currency and Put Currency Amount
Call Currency and Call Currency Amount
Expiration Date
Expiration Time:
Ce Ji..iNnt Date:
Strike Price:
Premium
Premium payable by
Premium Payment Date:
Premium Payment Instructions:
Independent Amount applicable to Party
B
2.
Representations:
02 July 2015
Party A
Party B
European
USD PuUEUR Call
USD 58.200.000 CO
EUR 50,000 000 00
04 January 2016
10.00 hours (Local time wi New York)
06 January 2016
USID:1 16400 per EUR 1.00
USD 663.000 00
Party A
06 July 2015
To be advised
For the purposes of this transaction. USD 1.204.350.00
Each party represents to the other party as of the date that it enters into this Transaction that (absent a written agreement
betneen the pathes that expressly imposes affirmative obligations to the contrary for this Transaction):
(i)
Non-Reliance. It is acting for its own account, and it has made its own independent decisions to enter into this
Transaction and as to whether the Transaction is appropriate or proper for t based upon its own Judgement and upon
advice from such advisers as it has deemed nececsary It is not relying on any communication (written or oral) of the
other party as nvestment advice or as a recommendation to enter into this Transaction. it being understood that
information and explanations related to the terms and conditions of this Transaction shall not be considered to be
investment advice or a recommendation to enter into the Transaction. No communication (written or oral) received
from the other party shad be deemed to be an assurance or guarantee as to the expected results of this Transaction.
(u)
Assessment and Understanding. It is capable cf assessing the merits of and understanding (on its own behalf or
through independent professional advice). and understands and accepts the terms and conditions and risks of this
Transaction It is also capable of assuming, and assumes, the risks of the Transaction
(i i)
Status of Parties. The other party is not acting as a fiduciary for or adviser to it in respect of this Transaction.
Please confirm that the foregoing correctly sets forth the terms of our agreement by executing the copy of this Confirmation
enclosed for that purpose and returning it to us or by sending to us a letter or facsimile substantially similar to this letter, which
letter or facsimile sets forth the material terms of the Transaction to which this Confirmation relates and indicates your
agreement to those terms.
Confirmed as of the date first above written:
PRIVATE CLIENT SERVICES PWM ALEX BROWN AC SOUTHERN FINANCIAL LLC
BY
By.
Name:
Name:
Authonsed Signatory
Authorised Sgnatory
For any query relating to this Confirmation, please contact us on 001 201-593-3700
If you agree with the details of this confirmation, please sign and return to fax number 001 201-593-0371
This Is a computer generated confirmation and does rot require a Deutsche Bank AG authorised signature.
Deutsche Bank AG n authorised under German Banking tavb (competent authonty • BaFin • Federal Financial Supervising Authority). DeutpMe Bank AG
London Branch is further euthonsed by the Prudential Resubson Authority end ri subject to limited repletion by the Financial Conduct Authority and
Prudential Regulation Authority for the conduct et UK business. Deutsche Bank AG is a pint stock corporation with limited latiiey incorporated in the
Federal Republic of Getman/ MRS No.30 ON District Court of Frankfurt am Main; Branch Registration In England and Wales BRO00003; Registered lidnrint
Winchester House, 1 Groot Wincheeter Street, London EC2N IDS. (101071
Page 3 of 4
CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e)
DB-SDNY-0049487
CONFIDENTIAL
SDNY_GM_00195671
EFTA01360865
Technical Artifacts (5)
View in Artifacts BrowserEmail addresses, URLs, phone numbers, and other technical indicators extracted from this document.
Phone
1 201-593-0371Phone
1 201-593-3700Phone
4568831Phone
9464370SWIFT/BIC
DEUTSCHEForum Discussions
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