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efta-01360871DOJ Data Set 10Other

EFTA01360871

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DOJ Data Set 10
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efta-01360871
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EFTA Disclosure
Text extracted via OCR from the original document. May contain errors from the scanning process.
TO: 05Jul15 1810 EST FROM: DEUTSCHE BANK AG PAGE 002 Deutsche Bank AG, London Branch Currency Option Transaction Our ref. 10272fic5ri2•1 PRIVATE CLIENT SERVICES PVVM ALEX BROWN AC SOUTHERN FINANCIAL LLC 1 SOUTH STREET BALTIMORE 21202MARVLAND,UNITED STATES Dear Sirs, July, 2015 Deutsche Bank AG, Lenden Stanch FX Options Operations Winchester House 1. Great Winchester Street London. EC2N 208 Telex Swift MDT GII2L Direct Line Direct Fax: The purpose of this letter agreement is to confirm the terms and conditions of the Currency Option entered into between us DetlID:h.l) Bank AG, London Branch ('Party A") and ::•R 'LATE CLIENT SERVICES PVVM ALEX BROWN AC SOUTHERN FINANCIAL LLC ("Party B") on the Trade Date referred to below (the Transaction) The definitions and provisions contained in the 1998 FX and Currency Option Definitions (the "FX Definitions') as published by the International Swaps and Derwatives Association. Inc, the Emerging Markets Traders Association and The Foregn Exchange Commrttee. are incorporated into this Confirmation In the event of any ticonsistency between the FX Definitions and this Confirmation, this Confirmation will prevail. If you and we are parses to either an ISDA Interest Rate and Currency Exchange Agreement (for viluch purposes this Transaction shall constitute a "Swap Transaction') or an ISDA Master Agreement (in each case an "Agreements) then this Confirmation supplements. forms part of and is subject to such Agreement If you and we are not yet parties to an Agreement then this Confirmation evidences a complete and binding agreement between Party A and Party B as to the terms of the Transaction to which this Confirmation relates. In addition Party A and Party B agree to use all reasonable efforts promptly to negotiate, execute and deliver an agreement in the form of the ISDA Master Agreement (Multicurrency — Cross Border) (the 'ISDA Form") with such modifications as you and we vAll in good faith agree. Upon execution by Party A and Party B of such an agreement this Confirmation will supplement form part of, and be subject to that agreement. All provisions contained or incorporated by reference in that agreement upon its execution will govern this Confirmation. Until we execute and delver that agreement this Confirmation, together with all other documents referring to the ISDA Form (each a 'Confirmation') confirmng transactions (each a Transaction') entered into between us (notwithstanding anything to the contrary in a Confirmation) shall supplement form a part of, and be subject to an agreement in the form of the ISDA Form as if we had executed an agreement on the Trade Date of the first such Transaction between us and such form with the schedule thereto (i) specifying only that (a) the governing law is English law and (b) the Termination Currency is U S Dollars. (ii) incorporating the addition to the definition of the 'Indemnifiable Tax" contained in (page 48 of) the ISDA 'Users Guide to the 1992 ISDA Master Agreements" and (iii) incorporating any other modifications to the ISDA Form specified below The terns of the Transaction to which this Confirmation relates are as follows: Deutsche Bank AG is authorised under German Banking law (competent main:city - Oaf in - federal Financal Supennsing Authonty). Deutsche Bank AG London Branch is further aulkinsed by the Prudential Regulation Authority and a subset to limited regulation by the financial Conduct Authority and PruieMial RqUilltillgl Authority fa the conduct of UK business. Deutsche Bank AG 4 a pint stock corporation with limked lability incorporated in the Federal Republic of Germany HR8 Na 30 000 District Court of Frankfurt am Mara &ranch Registration in England and Wales RRODOOOS, Regjstered address. Winchester Hal Greet Wmchester Street, London EC2N 206. (L0107) Paget of 4 CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0O49495 CONFIDENTIAL SDNY_GM_00195679 EFTA01360871

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