EFTA01360910

New v 04 Tel. Fax + Email (Embedded image moved to file: pic09035.gif) I From: PWM AOG/db/dbcom To: Pema she r paWIRMOINPRIWa Cc: Amanda Kirby Date: 11/01/2013 10:47 AM Subject: Re: DB Force Case# 01146170: Darren K. Indyke PLLC (I] Classification: For internal use only Hi Pema, FYI Thanks, Dhruv Yadav PWM AOG DBOI Global Services Private Limited Email : From: PWM AOG/db/dbcom To: Amanda Kirby Cc: PWM ADG Date: 11/01/2013 10:42 AM Subject: DB Force Case# 01146170: Darren K. Indyke PLLC [I] Classification: For internal use only Hi Amanda, while reviewing the account opening docs, we came across the below issues: 1. On Account Opening Application, both DB Private Wealth Online Plus and Link to Existing Online Relationship have been selected. Please select the correct one only. (Embedded image moved to file: pic19434.gif) 2. This entity is Limited Liability Corporation, however on W-9, Federal Tax Classification is selected as Other: Atty Tust Account. Please correct the same to LLC along with the Tax Classification (S,C or P) CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0049561 CONFIDENTIAL SDNY_GM_00195745 EFTA01360910