EFTA01361071

From: Jacqueline Lightbody Sent: 12/12/2013 7:59:09 PM To: Amanda Kirby [- Subject: Your KYC has been rejected Your KYC has been rejected. Case #: 01161376 Relationship: SOUTHERN FINANCIAL RELATIONSHIP Customer Name: Customer Number: Reason for Rejection:1. Has there been a client meeting with Karyna? RESOLVED 2. Please confirm occupation and position at NES, LLC RESOLVED 3. and Karyna's SOW descriptions are not sufficient, please provide more information. Is Karyna's SOW the same as a Is she a dependent? Please specify. RESOLVED Additional Rejection: Please attached AML Clearance for negative information related to connection to the Jeffrey Epstein criminal matter To view the KYC click here https://na4.salesforce.com/5006000000vDvNf CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0049885 CONFIDENTIAL SDNY_GM_00196069 EFTA01361071