EFTA01361283

From: Sent: To: CC: Subject: Attachments: Ariane Dwyer [[email protected]) 10/27/2015 3:11:59 PM Jj Litchford [email protected]) Stewart Oldfield [[email protected]; Paul Morris [[email protected]; Vahe Stepanian [email protected]; Daniel Sabba ([email protected] RE: Southern Financial [II Southern Financial Relationship - Large Wires YTD.xlsx Classification: For internal use only Hi JJ, Here are the large wires YTD. Best, Ari From: Paul Morris Sent: Thursday, October 22, 2015 5:06 PM To: Jj Litchford; Ariane Dwyer; Vahe Stepanian Cc: Stewart Oldfield Subject: RE: Southern Financial [I] Thanks for the help, we need to make sure going forward that we are cc'd on any significant wires going out of brokerage. Thanks Original Message From: Jj Litchford Sent: Thursday, October 22, 2015 04:46 PM Eastern Standard Time To: Ariane Dwyer; Vahe Stepanian Cc: Paul Morris; Stewart Oldfield Subject: Southern Financial [I] Classification: For MOTS use only Hi Ari/ Vahe-- Thanks for your help today, we need to expand on the questions we had earlier. 1) We need to know the account balances for each of the Southern Financial Relationship brokerage accounts on 12/31/2014 as well as the current balances. Unfortunately, we don't have system visibility into brokerage accounts anymore. 2) For outflows, we need a better understanding of where large ($1MM+) wires were and are going. Is there a way to pull all wires over $1MM and where they were sent? More concerned with anything leaving the DB umbrella. Thanks in advance. I realize #2 will likely take some leg work... we are most concerned presently with #1. JJ CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0050394 CONFIDENTIAL SDNY_GM_00196578 EFTA01361283