EFTA01361431

From: Sent: To: Subject: Vaishali-P Mehta 6/17/2016 9:45:17 AM Paul Morris FW: MDs Approvals required for ACUs completed for High Risk clients. [I] Classification: For internal use only Hello Paul Could you please approve the below? Regards, Vaishali Mehta Head of Anti-Money Laundering Business Risk Deutsche Bank Wealth Management 60 Wall Street. 27th floor. 10005-2836 New York. NY. USA Tel. Mobile- Email From: Vaishali-P Mehta Sent: Tuesday, May 31, 2016 4:52 PM To: Paul Morris Subject: MDs Approvals required for ACUs completed for High Risk clients. [I] Classification: For Internal use only Dear Paul, Based on the email I sent last week, below are the ACUs which were completed for your High Risk customers this month. All the below ACUs were completed showing no material changes to the client's circumstances. Please review the ACU comments, and reply back with your approval. Annual Client Update: ID Customer Owner SILO GCIS Customer Number Customer Name Annual Client Update: Created Date A14. client is CEO of Apollo Global management. Family office established in 2014 to manage famil wealth. A15. Client Status Update Description A16. A17. 0075022 Paul Morris US- Onshore 00000409100 Black, Leon D. 5/10/2016 Distributions from APO and other diversified investments. Yes No 0075020 Paul Morris US- Onshore 00000486427 J. Epstein Virgin Islands Foundation, Inc 5/10/2016 Private foundation investment income Yes No CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) CONFIDENTIAL DB-SDNY-0050603 SDNY_GM_00196787 EFTA01361431