EFTA01361620

Deutsche Asset & Wealth Management P.O. Box 1776, Beloimore, MD 21203 M essa a es (continued) Demisoc Son. Mate Marugertes one. <wrap Gwv• Oesthe eW Setwain lee Nw Vokallto 3411.vb Ana... 2M 'kw Now *AP. MY 10154 (101414.11111.11131)2.1409$ Statement Period: 12101)2014 -1213112014 excluded from the Pershing lottery process. Pershing initiates the lottery process by identifying the accounts holding the called security, the total par value of the called securities held, and the trading unit of the security. Example (unit of trade = 525.000): Client Account Par Value Number of Trading Units ABC-123234 5100,000 4 DEF-325465 575.000 3 EDR-567433 $150.000 6 EGT-876574 550,000 2 EGT-888345 525:000 1 FR7-435234 525,000 FR7-658797 $75,000 3 In brief, the allocation process involves the following steps: • The number of trading units held in each account is identified. • A sequential number is assigned to each trading unit (e.g.. account EDR-567433 would be assigned six numbers). • A random number is generated that will result in one of these trading units being the first unit in the selection process. • Thereafter, the trading units participating in the allocation are based on an incremental random number technique until the number of trading units allocated to Pershing is exhausted. Additional Information ' The allocation of called securities is not made on a pro-rata basis. Therefore, it is possible that a client may receive a full or partial redemption of shares held. Conversely, it is also possible that a client may not have any securities selected for redemption at all. Account Number N4G.024935 LEPERS INC Page 5 of I I „., • ...how.. C44td6 “1....100.Wa•• Wry Go paperless 4 hr...111d: ASOLi• C onsas .;.__-_,.--, :Igiil,7.--t''''' - 1 1 • . - • ^ CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0050830 CONFIDENTIAL SDNY_GM_00197014 EFTA01361620