EFTA01361677

Important Information and Disclosures (continued) Important Arbitration Agreement (continued) claims encompassed by the putative class action until; (I) the class certification is denied; (II) the class is decertified; or (Ill) the client is excluded from the class by the court. Such forbearance to enforce an agreement to arbitrate shall not constitute a waiver of any rights under this agreement except to the extent stated herein. The laws of the State of New York govern. Pershing's contact information is as follows: Pershing LLC, Legal Department, One Pershing Plaza, Jersey Cky, New Jersey 07399; (201) 0134330. Page 20 of 21 Account Number N4G.023804 SO LTI- ERN FINANCIAL LLC Cio paperless ACK *AO C Oti.r.ter 'total EV.Ient f view Yaw tone,' .}001 _j. [NAGAR RATED COMMON ICATK,I6 rxcntn.cr Cl••••••.: •••••ftra IP • togrol• •••••ma •..4•••••••• CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0050902 CONFIDENTIAL SDNY_GM_00197086 EFTA01361677