EFTA01361851

From: Amanda Kirby Sent: 9/3/2013 5:57:52 PM To: PWM 815-Research [email protected] CC: PWMUS AMLKYC [[email protected]; Urvashi Lavania Subject: Re: Richard D Kahn rdc alert III Classification: For internal use only Hi, Thank you for this. I don't see the research report on the Process Portal. Can you please send it to me? From: PWM BIS-Research/db/dbcomODBAPAC To: Amanda Kirby/db/dbcom@OBAMERICAS, Cc: PWMUS AMLICYC/db/dbcom@OBAmericas Date: 09/03/2013 04:32 PM Subject: Richard D Kahn rdc alert [I] classification: For internal use only Hello, Attached is an alert for the party mentioned above. Please note that clearance from compliance is required prior to KYC approval. Please follow the instructions below: Forward explanation of whether the alert pertains to your client directly to compliance. Receive confirmation from compliance that alert can be removed from the queue. Include copies of all responses along with your KYC. [attachment "Richard D Kahn rdc alert.pdf" deleted by Amanda Kirby/db/dbcom] [attachment "Richard D Kahn rdc alert_1.pdf" deleted by Amanda Kirby/db/dbcom] Regards urvashi CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0051106 CONFIDENTIAL SDNY_GM_00197290 EFTA01361851