EFTA01362114

From: Jj Litchford Sent: 10/2/2015 1:10:35 PM To: Armen Brash Vaishali-P Mehta ; Paul Morris Subject: RE: Account Re-opening [II PWMUS AMLKYC Classification: For Internal use only I wanted to keep everyone in the loop on the status of Mort Inc. . We have a PCR that needs time to clear so likely we can't get this done today. We let the client know and will make a big push to get it done Monday. The client has expedited a request for a new CoGS so we should have that next week. Thanks for your help so far, I and Paul Morris are extremely appreciative to have such a responsive team working with us on this. You guys rock. Thanks, JJ JJ Litchford Associate Barker Deutsche Bank Trust Company Americas Deutsche Asset & Weakh Management 345 Park Avenue, 24th Floor New • 10150 Tel. Mob Emai Panic-Kit, PerPon From: Armen Brash Sent: Thursday, October 01, 2015 7:15 PM To: ij Litchford; Vaishali-P Mehta Subject: RE: Account Re-opening [I] Classification: For internal UM only I think given that the account was closed due to our "error and not client instructions, a 1 week temporary exception might be appropriate. It's really up to them. Email Janice Franklin and Yoonsun Chung directly—cc me and vaishali. Best, Armen Armen Brash CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0051421 CONFIDENTIAL SDNY_GM_00197605 EFTA01362114