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efta-01362333DOJ Data Set 10Other

EFTA01362333

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DOJ Data Set 10
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efta-01362333
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EFTA Disclosure
Text extracted via OCR from the original document. May contain errors from the scanning process.
I Bradley Gitlin Vice President Deutsche Bank Wealth Management 345 Park Avenue. 24th Fl New York. NY 10154 Tel. Fax En Securities offered through Deutsche Bank Securities Inc. From: Vijay-A Sawant Sent: Tuesday, August 21, 2018 12:27 PM To: Bradley Gitlin Cc: Richard laross Subject: 2018 Periodic Review of accts Tomorrow Foundation (GCIS#437576) and Elderberry X, LLC (GCISS493755) under the SILLERMAN, ROBERT FX RELATIONSHIP Importance: High Hello Brad, This relates to review of above high-risked accounts due for remediation in Aug 2018. Upon review of the docs available in the repositories and attachments, we have completed the attached checklists and identified RP's as follows. Acct Holder - Tomorrow Foundation President & Director — Laura Baudo Sillerman VP & Director — Mitchell Nelson Authorized Signatory — John Coughlan Founder & SOW — Robert F.X. Sillerman Kindly confirm if there are any material changes to this account? Latest docs available is from 2009, so kindly confirm if the above identified RP's are correct? Updated ID docs may be required if there are material changes to account. Acct Holder — Elderberry X, LLC Manager, Shareholder (50%), UBO & Signatory - Robert F.X. Sillerman Shareholder (50%) & UBO — Laura Baudo Sillerman Kindly confirm if there are any material changes to this account? Latest docs available is from 2009, so kindly confirm if the above identified RP's are correct? Updated ID docs may be required if there are material changes to account. Kindly advise on the above at the earliest so I can launch KYC case and proceed with searches, etc, thanks. Kind Regards, CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0051708 CONFIDENTIAL SDNY_GM_00197892 EFTA01362333

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