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efta-01362535DOJ Data Set 10Other

EFTA01362535

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Unknown
Source
DOJ Data Set 10
Reference
efta-01362535
Pages
1
Persons
0
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EFTA Disclosure
Text extracted via OCR from the original document. May contain errors from the scanning process.
Thanks Amber — I've contacted our sales person and will let you know Alastair Mackinlay Key Client Partners - Americas Deutsche Bank Wealth Management 345 Park Avenue, 24th Floor KCP products and services are intended and available only for persons who are sophisticated institutional investors within the meaning of the FINRA Rule 4512(CX3), and who are capable of evaluating the strategies, characteristics and investment risks of, and exercising independent judgment in evaluating, the ideas and products discussed herein. Trades and transactions are subject to relevant internal approvals of DBSI or its affiliates prior to execution, and the execution of any transaction or idea discussed herein is conditional on your becoming a client of Deutsche Bank. Key Client Partners (KCP) products. investment ideas and solutions and related matters discussed herein are provided for discussion purposes only. and strictly on a non-advisory basis. The KCP Americas desk does not provide investment advice. The information set forth herein is confidential and personal to you and is being presented for your information and for discussion purposes only. Any reproduction and/or redistribution thereof (in whale or in part) or disclosure of its content without our written consent is strictly forbidden. This communication does not create any legally binding obligation on the part of DBSI or any of its affiliates. From: Amber Davis Sent: Wednesday, December 20, 2017 11:09 AM To: Nina Tona Cc: Kareen Johnson ; Alastair Mackinlay Subject: RE: SOUTHE 010155 III Classification: For internal use only Good morning For tax document, I need something like a W9 or a W8, for example. Thank you, Amber Davis Client On-Boarding I Client Data Services I COO DBUSA Core Corp. Deutsche Bank Securities Inc. 5201 Gate Parkway Jacksonville FL 32256 From: Nina Tona Sent: Monday, December 18, 2017 8:57 AM To: Amber Davis Cc: Kareen Johnson ; Alastair Mackinlay >; Nick Watkins Subject: RE: SOUTHERN FINANCIAL LLC - ONB-1010155 [I] CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0051992 CONFIDENTIAL SDNY_GM_00 198176 EFTA01362535

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