Case File
efta-01362558DOJ Data Set 10OtherEFTA01362558
Date
Unknown
Source
DOJ Data Set 10
Reference
efta-01362558
Pages
1
Persons
0
Integrity
Extracted Text (OCR)
Text extracted via OCR from the original document. May contain errors from the scanning process.
1.
Good to Trade — Davide
2.
ISDA — Nina and Davide
3.
Revenues — Nina and Ali
4.
Live Trade — Davide first shot, then Nina will help
5.
GM or Umbrella Account — Davide and Nina
Team
WM
Client/
dbcar
Account
ID
Name
GM or
Good
Umbrella
Active
Retain
To
ISDA
Account
Trade
Uve
Trade
Banker
KCP
Coverage
ACO
KYC
Outreach
RP
RR
GM 2017
Revenues
Tab 2 — 'Late int Tab 3 — "US", Tab 4 —'Alex Brown' — Will show
In addition to the info in Tab 1, it will also have all the products they are active for
Tab 5 — Off-Boards — Will show
The clients that we have decided we no longer want to retain
Thanks
Kind regards,
Nina Tona
Associate
Business Control Manager, Key cleat Partners —Americas
Deutsche Bank Wealth Management
5022 Gate Parkway
Jacksonville, Florida 32256
Tel. •11904)271-3445
Erna,
KCP products and seances ore intended and ovailabt oniy for persons who ore sophisticated institutional investors within the meaning of the ROM Rule 4512(C)(3), and who ore
capable of evaluating the strategies, characteristics and investment risks of. and exercising independent judgment in evakooting the ideas and products discussed herein. Trades
and transactions ore subject to relevant interactpapaw:Ito( 08.SI Of its affiloreS prior to execution, and the execution of mil transaction of idea discussed herein is conditional on
your becoming a client of Deutsche Bonk
Key Client Partners (KCP) products, investment ideas and solutions and related matters discussed herein ore provided for discussion purposes only, and strictly on a non-
advisory basis Tht KCP Americos desk does not provide investment advice.
The information set forth herein is confidential and personal to you and is being presented for your information and for discussion purposes only. Any reproduction
and/or redistribution thereof (in whole or in port) or disclosure of its content without our written consent is anal). forbidden. This communication does not aeote any
legally binding obligation on the port of 089 or any of its affiliates.
CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e)
DB-SDNY-0052028
CONFIDENTIAL
SDNY_GM_00198212
EFTA01362558
Technical Artifacts (1)
View in Artifacts BrowserEmail addresses, URLs, phone numbers, and other technical indicators extracted from this document.
Phone
1904)271-3445Forum Discussions
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