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efta-01362558DOJ Data Set 10Other

EFTA01362558

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DOJ Data Set 10
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efta-01362558
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1
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EFTA Disclosure
Text extracted via OCR from the original document. May contain errors from the scanning process.
1. Good to Trade — Davide 2. ISDA — Nina and Davide 3. Revenues — Nina and Ali 4. Live Trade — Davide first shot, then Nina will help 5. GM or Umbrella Account — Davide and Nina Team WM Client/ dbcar Account ID Name GM or Good Umbrella Active Retain To ISDA Account Trade Uve Trade Banker KCP Coverage ACO KYC Outreach RP RR GM 2017 Revenues Tab 2 — 'Late int Tab 3 — "US", Tab 4 —'Alex Brown' — Will show In addition to the info in Tab 1, it will also have all the products they are active for Tab 5 — Off-Boards — Will show The clients that we have decided we no longer want to retain Thanks Kind regards, Nina Tona Associate Business Control Manager, Key cleat Partners —Americas Deutsche Bank Wealth Management 5022 Gate Parkway Jacksonville, Florida 32256 Tel. •11904)271-3445 Erna, KCP products and seances ore intended and ovailabt oniy for persons who ore sophisticated institutional investors within the meaning of the ROM Rule 4512(C)(3), and who ore capable of evaluating the strategies, characteristics and investment risks of. and exercising independent judgment in evakooting the ideas and products discussed herein. Trades and transactions ore subject to relevant interactpapaw:Ito( 08.SI Of its affiloreS prior to execution, and the execution of mil transaction of idea discussed herein is conditional on your becoming a client of Deutsche Bonk Key Client Partners (KCP) products, investment ideas and solutions and related matters discussed herein ore provided for discussion purposes only, and strictly on a non- advisory basis Tht KCP Americos desk does not provide investment advice. The information set forth herein is confidential and personal to you and is being presented for your information and for discussion purposes only. Any reproduction and/or redistribution thereof (in whole or in port) or disclosure of its content without our written consent is anal). forbidden. This communication does not aeote any legally binding obligation on the port of 089 or any of its affiliates. CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0052028 CONFIDENTIAL SDNY_GM_00198212 EFTA01362558

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Phone1904)271-3445

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