Case File
efta-01362563DOJ Data Set 10OtherEFTA01362563
Date
Unknown
Source
DOJ Data Set 10
Reference
efta-01362563
Pages
1
Persons
0
Integrity
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Tab 1— Main fife "VVM KCP GM Clients" — WM show
To add:
1.
Good to Trade — Davide
2.
ISDA — Nina and Davide
3.
Revenues — Nina and Ali
4.
Live Trade — Davide first shot, then Nina will help
S.
GM or Umbrella Account — Davide and Nina
Team
WM
GM or
d
oo
Client/
dbcar
Umbrella
Active
Retain
GTo
ISDA
Live
Account
ID
Trade
Account
Trade
Name
Banker
KCP
Coverage
ACO
KYC
Outreach
RP
RR
GM 2017
Revenues
Tab 2— 'Latent', Tab 3 —'US", Tab 4-'Alex Brown" - WM show
In addition to the info in Tab 1, it will also have all the products they are active for
Tab 5 - Off-tbards - WIN show
The clients that we have decided we no longer want to retain
Thanks
Kind regards,
Nina Tona
Associate
Business Control Manager, Key Client Partners —Americas
Deutsche Bank Wealth Management
5022 Gate Parkway
Jacksonville Florida 32255
KCP products and services ore intended and availabN only for persons who ore sophisticated institutional investors within the meaningof the FINRA Rule 4512(C)(3), and who are
capable of evaluating the strategies, characteristics and investment risks c, and exercising independent Judgment inevaluating, the ideas and products discussed herein. Trades
and transactions ore subject to relevant internal approvals of 089 or as off:hates prior to execution, and the eRralhon of any transaction a Idea discussed herein is conditional on
your becoming o client of Deutsche Bonk
Key Client Partners (KCP) products, investment ideas and solutions and related matters discussed herein ore provided for discussion purposes only, and strictly on o non-
advisory basis. The KCP Americas desk does not provide investment advice.
The information set forth herein is con fidentiol and personal to you and is being presented for your information and for discussion purposes only. My reproduction
and/or redistribution thereof On whole or in port) or disclosure of its canteen without our wntten consent is stncily forbidden. This communication does not create any
legally binding obligation on the port of 0851 or any of its affiliates.
CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e)
DB-SDNY-0052038
CONFIDENTIAL
SONY GM_00198222
EFTA01362563
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