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efta-01362563DOJ Data Set 10Other

EFTA01362563

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DOJ Data Set 10
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efta-01362563
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EFTA Disclosure
Text extracted via OCR from the original document. May contain errors from the scanning process.
Tab 1— Main fife "VVM KCP GM Clients" — WM show To add: 1. Good to Trade — Davide 2. ISDA — Nina and Davide 3. Revenues — Nina and Ali 4. Live Trade — Davide first shot, then Nina will help S. GM or Umbrella Account — Davide and Nina Team WM GM or d oo Client/ dbcar Umbrella Active Retain GTo ISDA Live Account ID Trade Account Trade Name Banker KCP Coverage ACO KYC Outreach RP RR GM 2017 Revenues Tab 2— 'Latent', Tab 3 —'US", Tab 4-'Alex Brown" - WM show In addition to the info in Tab 1, it will also have all the products they are active for Tab 5 - Off-tbards - WIN show The clients that we have decided we no longer want to retain Thanks Kind regards, Nina Tona Associate Business Control Manager, Key Client Partners —Americas Deutsche Bank Wealth Management 5022 Gate Parkway Jacksonville Florida 32255 KCP products and services ore intended and availabN only for persons who ore sophisticated institutional investors within the meaningof the FINRA Rule 4512(C)(3), and who are capable of evaluating the strategies, characteristics and investment risks c, and exercising independent Judgment inevaluating, the ideas and products discussed herein. Trades and transactions ore subject to relevant internal approvals of 089 or as off:hates prior to execution, and the eRralhon of any transaction a Idea discussed herein is conditional on your becoming o client of Deutsche Bonk Key Client Partners (KCP) products, investment ideas and solutions and related matters discussed herein ore provided for discussion purposes only, and strictly on o non- advisory basis. The KCP Americas desk does not provide investment advice. The information set forth herein is con fidentiol and personal to you and is being presented for your information and for discussion purposes only. My reproduction and/or redistribution thereof On whole or in port) or disclosure of its canteen without our wntten consent is stncily forbidden. This communication does not create any legally binding obligation on the port of 0851 or any of its affiliates. CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0052038 CONFIDENTIAL SONY GM_00198222 EFTA01362563

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