EFTA01362577

From: Davide-A Sferrazza Sent: 3/5/2018 5:27:41 PM To: Paolo De-Leon Subject: RE: Southern Financial a Classification: For internal use only As discussed, I'm going to raise the question of multiple Paragon IDs for umbrella and non-umbrella set-ups to Xavi and El lenoi. In the meantime, if they need an answer urgently on the SIC question, just let me know. Thanks, Davide From: Paolo De-Leon Sent: Monday, March 0 • To: Davide-A Sferrazza Subject: FW: Southern Financia LLC I Hey man- can you put me in contact with the banker team or account opening team you worked with to obtain the does for southern? Maybe he/she will have some insight on what SIC code is correct. Thx! From: Sendhil-kumar K On Behalf Of CUSTOMERBUILD BLO Sent: Monday, March 05, 2018 2:51 PM To: Paolo De-Leon Abhijit Mukherjee Cc: Keith Buckholz CRM-PWM Derivatives Admin-N STOMERBUILD BLO Subject: RE: Southern Financial LLC Classification: For Internal use only Hi Paolo, 6700 SIC code is not available in LS2, please provide the alternative one. Hi Abhijit, Please confirm the customer profile for this request. Collateral CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0052058 CONFIDENTIAL SDNY_GM_00198242 EFTA01362577