EFTA01362589

From: Tanushree Kirti Sent: 10/5/2018 11:45:18 AM To: Nina Tona CC: Sonya Hunja Subject: FW: List of WM clients dependent on CIB ICG sales [II ISO Attachments: WM clients_ICG coverage 31July2018 - CIB update.xlsx; image001.gif Classification: Strictly ConMental Hi Nina, Attached is the list of KCP US clients you had provided previously. Please confirm if this is current so that it can be given to Aziz Anwar's team to flag WM's interest in CIB system. Best, Tanu Tanu Kirti Director WM Mercury Implementation Programme Manager Tel. Mobil Email WM From: Tanushree Kirti Sent: 03 August 2018 16:12 To: Aamir Akram Max Kleinert Ian Salters Nina Tona Lai Cc: Saleha Bilal anny Heng Letitia Teo <I IM Wai-EE Sherm ; Sonya Hunjan Julia Rutsch Subject: RE: List of WM clients dependent on CIB ICG sales [I] [SC] Classification: Strictly Confidential All, We took the attached list of WM clients to the ICG team to establish the most appropriate way to avoid trades for WM clients requiring ICG coverage from being blocked due to disconnect between CIB's central offboarding tracker and Tradefinder data. There was a preliminary discussion with lain Macara from ICG, who has agreed that for cases where WM ask ICG to execute trades, WM's order can be taken even if the GM status is Red, provided the Red/Amber cases in CIB are agreed to be Green centrally via the appointment of a WM ACO. Before we can take this list for approval, there are actions/ status for WM owners that I have highlighted in column OF 'COMBINED WITH FILE ID' tab, mainly for Red/Amber cases: CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0052077 CONFIDENTIAL SDNY_GM_00198261 EFTA01362589