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efta-01362596DOJ Data Set 10Other

EFTA01362596

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DOJ Data Set 10
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efta-01362596
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EFTA Disclosure
Text extracted via OCR from the original document. May contain errors from the scanning process.
Davide Sferrazza Analyst I Key Client Partners Deutsche Bank Securities, Inc. Deutsche Bank Wealth Management 345 Park Avenue. 10154-0004 New York. NY. USA Tel. Mobil Ema From: Nina Tona Sent: Thursday, October 25, 2018 2:09 PM To: Victoria Bruce < Cc: Max Kleinert ; Tanushree Kirti Ian Salters ; Davide-A Sferrazza Subject: RE: Family Office Initiative - Follow Up [I] [SC] Adding Davide. Nina Tona Associate Business Control Manager, Key Client Partners —Americas Deutsche Bank Wealth Management Tu KCP produtts and semces are intended and available only for persons who ore sophisticated modutional investors within the meaning of the ANRA Rule 4512)001 and who ore capable of evaluating the strategies, choractensncs and investment risks 01 and exercising independent judgment in evaluating, the Ideas and products discussed herein. Trades and transactions ore subject to relevant Internal approvals of DEMO Its affiliates prior to execution, and the execution of any transaction or idea discussed hereinis Conditional on cur becoming a client of Deutsche Bonk Key Client Partners (KCP) products, investment Ideas and solutions and related matters discussed herein ore provided for discussion purposes Only, and strictly on 0 rton- advisory basis. The KCP Americas desk does not provide investment advice. The information set forth herein is confidential and personal to you and is being presented for your information and for discussion purposes only. Any reproduction and/or redistribution thereof (in whole or in angler disclosure of its content without our written consent is Stnaly forbidden. This communication does not create any legally binding obligation on the port of 089 or any of its affiliates. From: Nina Tona Sent: Thursday, October 25, 2018 1:56 PM To: Victoria Bruc >; Tanushree Kirti Cc: Max Kleinert an Salter Subject: RE: Family Office Initiative - Follow Up [I] [S Hi Davide — once you have finalized, please send to Tanu. Ian — please provide your approval. This is for the list on clients Tanu will provide to Aziz to get approval to change from red to green so we don't have any trading issues. Thank you, both! CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0052085 CONFIDENTIAL SDNY_GM_00198269 EFTA01362596

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