Case File
efta-01362613DOJ Data Set 10OtherEFTA01362613
Date
Unknown
Source
DOJ Data Set 10
Reference
efta-01362613
Pages
1
Persons
0
Integrity
Extracted Text (OCR)
Text extracted via OCR from the original document. May contain errors from the scanning process.
Tanu Kirti
Director
WM Mercury Implementation Programme Manager
Tel +44 20 754-76766
Mobile
Ema
'WM Mercury on myDB"
From: Nina Tona
Sent: 18 September 2018 19:11
To: Tanushree Kirti <
>; Ian Salters
Subject: RE: List of WM clients dependent on CIB ICG sales ill [SC]
Hi Tanu,
Not sure what the ask is for the below, the screen shot doesn't show any KUC US clients.
Nina Tona
Associate
Business Control Manager, Key Client Partners —Americas
Deutsche Bank Wealth Management
Tel +11904)271-3445
Email
KCP products and services ore intended and available only for persons who are sophisticated Institutional Investors within the meaning the FINRA Rule 4512(C)(3), and who ate
capable of evaluating the strategies, ChOlOCtenStICS and investment risks of, and exercising independent judgment in evaluating, the ideas and products discussed herein. Trades
and transactions are subject to relevant internal approvals of 08510r its affiliates prior to execution, and the execution of any transaction or idea discussed hereinis conoVnonol on
your becoming o client of Deutsche Bank
Key Client Partners (KCP) products, investment ideas and solutions and rebind matters discussed herein ore provided for discussion purposes any, and strictly on o non-
advisory basis. The KCP Amentos desk does not provide investment advice.
The Information set forth herein is confidentiot and personal to you and is being presented for your information and for discussion purposes only. Any reproduction
and/or redistribution thereof (in whole or in port) or disclosure of its content without our written consent is strictly forbidden. This cornmunicotion does nor create any
legally binding obligatvn on the port of 08.51 or any of its affiliates.
From: Tanushree Kirti
Sent: Monda
Se tember 17 2018 10:12 AM
To: Nina Ton
; Ian Salters
Subject: FW: List of WM clients dependent on CIB ICG sales 0) [SC)
Classification: Witty Confidential
Hi Nina,
Checking if the below is complete for KCP US?
Best,
Tanu
CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e)
DB-SDNY-0052108
CONFIDENTIAL
SDNY_GM_00198292
EFTA01362613
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Phone
+11904)271-3445Phone
+44 20 754-76766Forum Discussions
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