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efta-01362627DOJ Data Set 10Other

EFTA01362627

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DOJ Data Set 10
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efta-01362627
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1
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EFTA Disclosure
Text extracted via OCR from the original document. May contain errors from the scanning process.
From: Nina Tona Sent: Thursday, October 25, 2018 2:09 PM To: Victoria Bruce >; Tanushree Kirti Cc: Max Kleinert Ian Salters .1 .; Davide-A Sferrazza Subject: RE: Family Office Initiative - Follow Up [I] [SC] Adding Davide. Nina Tona Associate Business Control Manager, Key Client Partners —Americas Deutsche Bank Wealth Management Tel. .1(904)271-3445 Email nina.tonaedb.com KCP products and senn'ces ore intended and ovoilobt• onl)., for persons who ore sophisticated institutional Investors within the meaning of the FINRA Rule 4512(O(3). and who ore capable of evaluating the strategies, characteristics and investment risks c f • and exercising independent Judgment in evalUoting. the ideas and products alscussed herein. Trades and transactions ore subject to relevant internal approvals of 089 or its affiliates prior to execution, and the execution of any transaction or idea discussed herein isconditional on your becoming a client of Deutsche Bank Key Client Partners (XtP)products, investment ideas and solutions and related matters discussed herein are provided for discussion purposes only, and strictly on o non- advisory basis. The KCP Americas desk does not provide investment advice. The information set forth herein is confidential and personal to you and is being presented for your information and for discussion purposes only. My reproduction and/or redistribution thereof (in whole or in part) or disclosure of its content without our written consent is strictly forbidden. This communication does not create any legally binding obligation on the port of 0851 or any of its affiliates. From: Nina Tona Sent: Thursday, October 25, 2018 1:56 PM To: Victoria Bruce Tanushree Kirti Cc: Max Kleinert • Ian Salters Subject: RE: Family Office Initiative - Follow Up [I) [SCI Hi Davide — once you have finalized, please send to Tanu. Ian — please provide your approval. This is for the list on clients Tanu will provide to Aziz to get approval to change from red to green so we don't have any trading issues. Thank you, both! Nina Tona Associate Business Control Manager, Key Client Partners —Americas Deutsche Bank Wealth Management CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0052123 CONFIDENTIAL SDNY_GM_00 198307 EFTA01362627

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Domainnina.tonaedb.com
Phone1(904)271-3445

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