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efta-01362651DOJ Data Set 10Other

EFTA01362651

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DOJ Data Set 10
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efta-01362651
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EFTA Disclosure
Text extracted via OCR from the original document. May contain errors from the scanning process.
There is one account (Elysium Limited) marked for removal, as it is the wrong client (different Elysium). Please do not hesitate to reach out with any questions at all. Thank you. Regards, Davide Davide Sferrazza Analyst I Key Client Partners Deutsche Bank Securities, Inc. Deutsche Bank Wealth Management 345 P ork, NY, USA Tel. Mobi Em From: Nina Tona Sent: Thursday, October 25, 2018 2:09 PM To: Victoria Bruce Tanushree Kirti Cc: Max Kleinert Ian Salters Davide-A Sferrazza l Subject: RE: Family Office Initiative - Follow Up [I] [SC] Adding Davide. Nina Tona Associate Business Control Manager, Key Client Partners — Americas Deutsche Bank Wealth Management KCP products and services are intended and available onry for persons who ore sophisticated institutional investors within the meaning of the FINRA Rufe 4512(O(3), and who are capable q evaluating the strategies, characteristics and investment risks cf, and exercising independent judgment inevaluating, the ideas and products discussed herein. Trades and transactions ore subject to relevant internal approvals of 082 or its affiliates pnor to executon, and the execution of any transaction or idea discussed herein a conditional on your becoming o client of Deutsche Bank Key Client Partners (KCP) products, investment ideas and solutions and related matters discussed herein ore provided for discussion purposes only, and strictly on a non- advisory basis. The KCP Amencos desk does not provide investment advice. The information set forth herein isconfidential and personal to you and is being presented for your information and for discussion purposes only. Any reproduction and/or redistribution thereof (in whole or in port) or disclosure of its content without our written consent is strictly forbidden. This communication does not create any legally binding obligation on the part of Cl8St or any of its affiliates. CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0052153 CONFIDENTIAL SDNY_GM_00198337 EFTA01362651

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