EFTA01362661

From: Nina Tona Sent: 2/26/2018 4:13:45 PM To: Zack Bunimovich CC: Rita Shteynberg Davide-A Sferrazza Subject: RE: "'REASSIGN NEEDED•••FW: SOUTHERN FINANCIAL LLC ONB-1010155 ' •••URGENT`• Ill Importance: High Classification: For internal use only Hello Zack, Please advise on the below as I was told they were put on a "red List". Thank you Nina Tona From: Nina Tona Sent: Tuesday, Februa 20, 2018 4:12 PM To: Zack Bunimovich Cc: Rita Shteynberg Davide-A Sferrazza Subject: RE: • "REASSIGN NEEDED•••FW: SOUTHERN FINANCIAL LLC - ONB-1010155 Classification: For Internal use only Hi Zack — not sure if I responded. Please continue with the below. Thank you Nina Tona From: Zack Bunimovich Sent: Wednesday, February 14, 2018 1:44 PM To: Nina Tona Cc: Rita Shteynberg Davide-A Sferrazza Subject: RE: • "REASSIGN NEEDED*" FW: SOUTHERN FINANCIAL LLC - ONB-1010155 Classification: For internal use only Hi Nina, I'm seeing a lot of these products as already active in dbCAR (other than convertible bonds) under BR 1007494283 . See below and let me know if you need anything else in addition. CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0052170 CONFIDENTIAL SDNY_GM_00198354 EFTA01362661