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efta-01362668DOJ Data Set 10Other

EFTA01362668

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DOJ Data Set 10
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efta-01362668
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EFTA Disclosure
Text extracted via OCR from the original document. May contain errors from the scanning process.
As per our conversation, we have decided to add and format the s/s as per below. Saved: ZAKCP • Americas \ KCP Capital Markets \GNI KCP Main Client List •Xavi — let us know if you have any objections to what we are trying to do. Tab 1 -Main file 'WM KCP GM Clients' -Will show To add: 1. Good to Trade — Davide 2. ISDA — Nina and Davide 3. Revenues — Nina and Ali 4. Live Trade — Davide first shot, then Nina will help 5. GM or Umbrella Account — Davide and Nina Team WM Client / dbcar Account ID Name GM or Good Umbrella Active Retain To ISDA Account Trade Live Trade Banker KCP Coverage ACO KYC Outreach RP RR GM 2017 Revenues Tab 2 Rate ', Tab 3 —"US", Tab 4—'Alen Brown"— Will show In addition to the info in Tab 1, it will also have all the products they are active for Tab 5 -Off-Boards - Will show The clients that we have decided we no longer want to retain Thanks Kind regards, Nina Tona Associate Business Control Manager, Key Client Partners — Americas Deutsche Bank Wealth Management 5022 Gate Parkway Jacksonville, Florida 32256 Tel. •1 904 271-3445 Email KCP products and senders ore intended and available any persons who ore sophisticated institutional investors within the mooning of the FiNRA Rule 4522(C)(3), and who ore capable of evaluating the strategies, characteristics and investment risks of, and exercising independent Judgment inevaluating, the ideas and products discussed herein. Trades and transactions ore subject to relevant internal approvals of CUM or its affiliates poor to executon, and the execution of any transaction a idea discussed herein 1,1 conditional on sour becoming a client of Deutsche Bonk Key Client Partners (KCP) products, investment ideas and solutions and related matters discussed herein ore provided for discussion purposes Doty, and strictly on a non- advisory basis. The KCP AmenCos desk does not provide investment advice. The information set forth herein is confidential and personal to you and is being presented for your information and for discussion purposes only. Any reproduction and/or redistribution thereof lin whole or in port) or disclosure of its content without our written consent is strictly f orbidden. This communication does not aeote any regally binding obligation on the part of 089 or any of its affiliates. CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0052192 CONFIDENTIAL SDNY_GM_00198376 EFTA01362668

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Phone1 904 271-3445

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