Case File
efta-01362668DOJ Data Set 10OtherEFTA01362668
Date
Unknown
Source
DOJ Data Set 10
Reference
efta-01362668
Pages
1
Persons
0
Integrity
Extracted Text (OCR)
Text extracted via OCR from the original document. May contain errors from the scanning process.
As per our conversation, we have decided to add and format the s/s as per below.
Saved: ZAKCP • Americas \ KCP Capital Markets \GNI KCP Main Client List
•Xavi — let us know if you have any objections to what we are trying to do.
Tab 1 -Main file 'WM KCP GM Clients' -Will show
To add:
1.
Good to Trade — Davide
2.
ISDA — Nina and Davide
3.
Revenues — Nina and Ali
4.
Live Trade — Davide first shot, then Nina will help
5.
GM or Umbrella Account — Davide and Nina
Team
WM
Client /
dbcar
Account
ID
Name
GM or
Good
Umbrella
Active
Retain
To
ISDA
Account
Trade
Live
Trade
Banker
KCP
Coverage
ACO
KYC
Outreach
RP
RR
GM 2017
Revenues
Tab 2 Rate ', Tab 3 —"US", Tab 4—'Alen Brown"— Will show
In addition to the info in Tab 1, it will also have all the products they are active for
Tab 5 -Off-Boards - Will show
The clients that we have decided we no longer want to retain
Thanks
Kind regards,
Nina Tona
Associate
Business Control Manager, Key Client Partners — Americas
Deutsche Bank Wealth Management
5022 Gate Parkway
Jacksonville, Florida 32256
Tel. •1 904 271-3445
Email
KCP products and senders ore intended and available any
persons who ore sophisticated institutional investors within the mooning of the FiNRA Rule 4522(C)(3), and who ore
capable of evaluating the strategies, characteristics and investment risks of, and exercising independent Judgment inevaluating, the ideas and products discussed herein. Trades
and transactions ore subject to relevant internal approvals of CUM or its affiliates poor to executon, and the execution of any transaction a idea discussed herein 1,1 conditional on
sour becoming a client of Deutsche Bonk
Key Client Partners (KCP) products, investment ideas and solutions and related matters discussed herein ore provided for discussion purposes Doty, and strictly on a non-
advisory basis. The KCP AmenCos desk does not provide investment advice.
The information set forth herein is confidential and personal to you and is being presented for your information and for discussion purposes only. Any reproduction
and/or redistribution thereof lin whole or in port) or disclosure of its content without our written consent is strictly f orbidden. This communication does not aeote any
regally binding obligation on the part of 089 or any of its affiliates.
CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e)
DB-SDNY-0052192
CONFIDENTIAL
SDNY_GM_00198376
EFTA01362668
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Phone
1 904 271-3445Forum Discussions
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