Case File
efta-01362670DOJ Data Set 10OtherEFTA01362670
Date
Unknown
Source
DOJ Data Set 10
Reference
efta-01362670
Pages
1
Persons
0
Integrity
Extracted Text (OCR)
Text extracted via OCR from the original document. May contain errors from the scanning process.
2.
ISDA — Nina and Davide
3.
Revenues — Nina and Ali
4.
Live Trade — Davide first shot, then Nina will help
5.
GM or Umbrella Account — Davide and Nina
Team
WM
Client/
dbcar
Account
ID
Name
GM or
Good
Umbrella
Active
Retain
To
ISDA
Account
Trade
Live
Trade
Banker
KCP
Coverage
ACO
KYC
Outreach
RP
RR
GM 2017
Revenues
Tab 2- 'ato re, Tab 3- 'Ur, Tab 4-'Alex Brown' - Will show
In addition to the info in Tab 1, it will also have all the products they are active for
Tab 5 — Off-Boards — WM show
The clients that we have decided we no longer want to retain
Thanks
Kind regards,
Nina Tona
Associate
Business Control Manager, Key Client Partners —Americas
Deutsche Bank Wealth Management
5022 Gate Parkway
Jacksonville, Florida 32256
Tel. +1(904)2714445
Email
KCP products and services are intended and available only for persons who ore sophisticated institutional investors within the meaning of the AMA Rule 4512(C)(3), and who are
copoble of evaluating the strategies, charoctenstics and investment asks of, and exercising independent judgment in evaluating, the ideas and products discussed herein. Trades
and transactions we subject to relevant internal approvals of 08.5lor its af f ihates prior toextortion, and the execution of any transaction or idea discussed herein is conditional on
your becoming o client of Deutsche Bank
Key Client Partners (KCP)prOducts, investment ideas and solutions and related mailers discussed herein ore provided for discussion purposes only, and strictly on a non-
advisory basis. The kCPAmencos desk does not provide investment advice.
The information set forth herein is confidential and personal to you and is being presented for your information and for discussion purposes only. My reproduction
and/or redistribution thereof (in whole or in port) or disclosure of its content without our written consent is strictly forbidden. This communication does not create any
legally binding obhgotton on the port of 08St or any of its affiliates.
CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e)
DB-SDNY-0052202
CONFIDENTIAL
SONY GM_001983103
EFTA01362670
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Phone
+1(904)2714445Forum Discussions
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