EFTA01362683

Southern Financial LLC is one of the accounts GM wanted to off-board thus we are working on retaining the client. In order to do so, kindly provide the below into. PENDING W/BUSINESS 1. Provide RR (Sales Rep) AND RP (Desk Head) 2. Provide Certification of Incorporation 3. ACO Attestation —Xavier Avila 4. BSF Form — Please work with the client to have the attached filled out. 5. MD sales approval —Xavi please approve the below HI Xavt Kindly provide MO sales approval for the NCA of Southern Financial LLC for the below products/entities. C•J" Irv...bop, OIC 1....iv•Kw• 14•a InTtrn, DE AO :1.39: Deal DB AO 3_99i DO r..a ;Lem> 1n naan DO A3 :12.9 Cc+tmWf,t~ DO A3 LOY; OG 91 evei•eiV,If 139,11 COS§ & C9 AO•Lai, • Pnnhnli. Thanks Kind regards, Nina Tona Associate Business Control Manager, Key Client Partners —Americas Deutsche Bank Wealth Management 5022 Gate Parkway Jacksonville, Florida 32256 KCP products and services are intended ond availabk• only for persons who ore sophisticated institutional investors within the meaning of the FINRA Rule 4512(C)(3), and who are capable of evaluating the strategies. characteristics ond investment risks of, and exercising it. deut ',dent judgment illevaluating. the ideas and products discussed herein. Trades and transactions ore subject to relevant internal approvals of 085, or its affiliates prior to execution, and the execution of any transaction or idea discussed herein is conditional on lour becoming o client of Deutsche Bank Key Client Partners (KCP) products, investment ideas and solutions and related matters discussed herein ore provided for discussion purposes only, and strictly on a non- advisory basis. The KCP Americas desk does not provide investment advice. The information set forth herein is confidential and personal to you and is being presented for your information and for discussion purposes only. Any reproduction and/or redistribution thereof (in whole or in part) or disclosure of its content without our written consent is strictly forbidden. This communication does not create any legally binding obligation on the port of 0851 or any of its affiliates. CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0052246 CONFIDENTIAL SDNY_GM_00198430 EFTA01362683