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efta-01362746DOJ Data Set 10Other

EFTA01362746

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DOJ Data Set 10
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efta-01362746
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EFTA Disclosure
Text extracted via OCR from the original document. May contain errors from the scanning process.
Deutsche Bank Self Certification for Entity Clients UK Automatic Exchange of Information and the OECD Common Reporting Standard (CRS) Pad 2 - Entity Certification Pad 2 (a) — Financial Institutions - Fl 7. Wads entity is a Financial Institution (Fi), please select the Fla aim from one. of the options below. K L Depository Insblution, Custodial Institution or Specified Insurance Company K IL An Investment Entity located in a Non-Participating Jurisdiction and managed by another Financial Institution In this case please complete the table in Appendix 1 "Controlling Persons" K Fe. Other Investment Entity Part 3 — UK FATCA Classification 9. Or Part 2 (b)— Non Financial Entities - NFE 8. If the Entity Is not a Financial Institution e a Non Financial Entity. NFE), please select the Entity's status from one of the options below. K i. Active NFE — a corporation the stock of which Is regularly traded on an established securities maraet or a related entity of such a corporation. If you have ticked (i), please provide the name of tne established securities market on which the corporation is regularly traded: h you area Related Entity of a regularly traded corporation, please provide the name of the regularly traded corporation that the Entity in ("pis a Related Entity of Oil. Active NFE — Government Entity, Central Bank or International Organisation Active NFE — other K hr. Passive NFE In this case please complete the table in Appendix I "Controlling Persons". This Part is only to be completed where the Account Holder Entity is opening an account with a Deutsche Bank entity located In the UK, Crown Dependencies and Overseas Territories and Where the Entity's classification differs from Part 2(a) or 2(b). K L. Financial Institution K ii. Active NFE K 6. Passive NFE - In this case please complete the table in Appendix J "Controlling Persons" CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) CONFIDENTIAL SONY GM_00198511 DB-SDNY-0052327 EFTA01362746

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