Case File
efta-01362746DOJ Data Set 10OtherEFTA01362746
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DOJ Data Set 10
Reference
efta-01362746
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Deutsche Bank
Self Certification for Entity Clients
UK Automatic Exchange of Information and the OECD Common Reporting Standard (CRS)
Pad 2 - Entity Certification
Pad 2 (a) — Financial Institutions - Fl
7. Wads entity is a Financial Institution (Fi), please select the
Fla aim from one. of the options below.
K L Depository Insblution, Custodial Institution or
Specified Insurance Company
K IL An Investment Entity located in a Non-Participating
Jurisdiction and managed by another Financial
Institution
In this case please complete the table in
Appendix 1 "Controlling Persons"
K
Fe. Other Investment Entity
Part 3 — UK FATCA Classification
9.
Or
Part 2 (b)— Non Financial Entities - NFE
8. If the Entity Is not a Financial Institution e a Non
Financial Entity. NFE), please select the Entity's status
from one of the options below.
K i. Active NFE — a corporation the stock of which Is
regularly traded on an established securities maraet
or a related entity of such a corporation.
If you have ticked (i), please provide the name of tne
established securities market on which the
corporation is regularly traded:
h you area Related Entity of a regularly traded
corporation, please provide the name of the regularly
traded corporation that the Entity in ("pis a
Related Entity of
Oil. Active NFE — Government Entity, Central Bank
or International Organisation
Active NFE — other
K hr. Passive NFE
In this case please complete the table in
Appendix I "Controlling Persons".
This Part is only to be completed where the Account Holder Entity is opening an account with a Deutsche Bank entity located In the UK,
Crown Dependencies and Overseas Territories and Where the Entity's classification differs from Part 2(a) or 2(b).
K
L. Financial Institution
K
ii. Active NFE
K
6. Passive NFE - In this case please complete the table in Appendix J "Controlling Persons"
CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e)
CONFIDENTIAL
SONY GM_00198511
DB-SDNY-0052327
EFTA01362746
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