Case File
efta-01362748DOJ Data Set 10OtherEFTA01362748
Date
Unknown
Source
DOJ Data Set 10
Reference
efta-01362748
Pages
1
Persons
0
Integrity
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Deutsche Bank
Self Certification for Entity Clients
UK Automatic Exchange of Information and the OECD Common Reporting Standard (CRS)
Appendix 1 Controlling Persons
Controlling Persons are defined as natural persons and exercise control over the entity or the shareholders of the entity based on local Anti-
Money Laundering (AML) requitement. Where that entity is treated as a Passive Non Financial Entity (Passive NEE, then a Financial
Institution is required to determine whether or not these Controlling Persons are Reportable Persons.
In the case of a Trust this means the setof(s), the trustee(s), the protectods) (if any), the beneficiary(les) or dass(es) of beneficiaries, and
any other natural person(s) exercising ultimate effective control over the Trust (including through a chain of control or ownership). In the case
of a legal arrangement other than a Trust it means persons hi equivalent or similar positions.
Please continue on .a separate sheet if necessary, signing, dating and attaching the sheet to this form.
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CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e)
CONFIDENTIAL
DB-SDNY-0052329
SDNY_GM_00 198513
EFTA01362748
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