EFTA01362765

Classification: For Intonal use only Hi Zack. ?lease see the attached confirmation from the client. Let tis know what the nee step is. Thank you Nina Tona From: Zack Bunimovich Sent: Tuesday, March 27, 2018 5:53 PM To: Xavier Avila szl int Martin Zeman Rita Shteynberg Jitan Patel Nina Tona Cc: Liam Osullivan Mathew Negus a; Alastair Mackinlay Davide-A Sferrazza <[email protected]>; Anthony Lentini Subject: RE: Southern Financial UI - KYC and credit derivatives/convertible bonds onboarding (Ij Classification: For Mtemal 1389 only Hi Xavier, I believe Martin was reaching out to Southern to obtain one more confirmation regarding the KYC information that was provided. We spoke last week. Thanks, Zack From: Xavier Avila Sent: Tuesday, March 27 2018 4:01 PM To: Martin Zeman titan Patel ; Zack Bunimovich .rIM Rita Shteynberg ; Nina Tona Cc: Liam Osullivan < ; Mathew Negus < ; Alastair Mackinlay Davide-A S errazza ; nt ony Lentini Subject: RE: Sout Lern Financial LLC - KYC and credit derivatives/convertible bonds onboarding (Cj Zack/Nina, what is the latest an SF KYC/Extension to Credit Derivs? Thanks Xavier Avila Nlanaging Director Deutsche Bank Securities Inc Front: Martin Zeman Date: Thursday. Mar 111.111 To: Zack Bunimovich < ma ona Rita Shteynberg itan Patel CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0052368 CONFIDENTIAL SDNY_GM_00198552 EFTA01362765