Case File
efta-01362835DOJ Data Set 10OtherEFTA01362835
Date
Unknown
Source
DOJ Data Set 10
Reference
efta-01362835
Pages
1
Persons
0
Integrity
Extracted Text (OCR)
Text extracted via OCR from the original document. May contain errors from the scanning process.
1.
Good to Trade — Davide
2.
ISDA — Nina and Davide
3.
Revenues — Nina and Ali
4.
Live Trade — Davide first shot, then Nina will help
5.
GM or Umbrella Account — Davide and Nina
Team
WM
Client/
dbcar
Account
ID
Name
GM or
Good
Umbrella
Active
Retain
To
ISDA
Account
Trade
Uve
Trade
Banker
KCP
Coverage
ACO
KYC
Outreach
RP
RR
GM 2017
Revenues
Tab 2 — 'Late m', Tab 3 — "US", Tab 4 —'Alex Brown' — Will show
In addition to the info in Tab 1, it will also have all the products they are active for
Tab 5 — Off-Boards — Will show
The clients that we have decided we no longer want to retain
Thanks
Kind regards,
Nina Tona
Associate
Business Control Manager, Key cleat Partners —Americas
Deutsche Bank Wealth Management
5022 Gate Parkway
Jacksonville, Florida 32256
Tel. +11904)271.3445
Emai
KCP products and services ore intended and ovailabt only for persons who ore sophistKoted institutional investors within the meaning of the FINPA Rule 4512(C)(31 and who are
capable of evaluating me mauves, characteristics and investment risks q. and exercising independent judgment in evaluating, the ideas and products OiSCUSSea Wein. Trades
and transactions ore subject to relevant in re root approvals of 08SI Of its ofjilotes prior to execution, and the execution of any transaction at idea discussed herein is conditional on
your becormng o client of Deutsche Sank
Key Client Partners (XCP) products, investment Ideas and solutions and related matters discussed herein ore provided for discussion purposes only, and strictly on o non-
advisory basis. The KCP Americas desk does not provide investment advice.
The information set forth herein is confidential and personal to you and is being presented for your information and for discussion purposes only. Any reproduction
and/or redistribution thereof (in whale or in port) or disclosure of its content without our written consents anal y forbidden. This communication does not acne any
legally binding obligation on the port of DEISl or any of its affiliates.
CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e)
DB-SDNY-0052460
CONFIDENTIAL
SDNY_GM_00198644
EFTA01362835
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Phone
+11904)271.3445Forum Discussions
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