Case File
efta-01362837DOJ Data Set 10OtherEFTA01362837
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Unknown
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DOJ Data Set 10
Reference
efta-01362837
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Deutsche Bank
Self Certification for Entity Clients
UK Automatic Exchange of Information and the OECD Common Reporting Standard (CRS)
Appendix 1 Controlling Persons
Contrciling Persons are defined as natural persons and exercise control over the entity or the shareholders of the entity based on local Anti-
Money Lawdering (AML) reqtirements. Where that entity is treated as a Passive Non Financial Entity (Passive NFE) then a Financial
Institution is required to determine whether or not these Controlling Persons are Reportable Persons.
In the case of a Trust this means the settlor(s), the trustee(s), the protec or(s) (rf any), the beneficiary(ies) or class(es) of beneficiaries, and
any other natural person(s) exercising ultimate effective control over the Trust (including through a chain of control or ownership). In the case
of a legal arrangement other than a Trust, it means persons in equivalent or similar positions.
Please continue on a separate sheet if necessary. signing, dating and at aching the sheet to this form.
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CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e)
CONFIDENTIAL
DB-SDNY-0052467
SDNY_GM_00188851
EFTA01362837
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