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efta-01362895DOJ Data Set 10Other

EFTA01362895

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DOJ Data Set 10
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efta-01362895
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EFTA Disclosure
Text extracted via OCR from the original document. May contain errors from the scanning process.
Team WM Client/ dbcar Account ID Name GM or Good Umbrella Active Retain To ISDA Account Trade Live Trade Banker KCP KYC Coverage AC0 Outreach RP RR GM 2017 Revenues Tab 2- 'Leta m', Tab 3 -"US", Tab 4-'Alex Brown' -Will show In addition to the info in Tab 1, it will also have all the products they are active for Tab 5 -Off-Boards - Will show The clients that we have decided we no longer want to retain Thanks Kind regards, Nina Tona Associate Business Control Manager, Key Client Partners — Americas Deutsche Bank Wealth Management 5022 Gate Parkway Jacksonville, Florida 32256 KCP products and services are intended and available only for persons who are sophisticated institutional investors within the meaning of the PARA Rule 4512(C)(3), and who are capable of evaluating the strategies, characteristics and investment risks of. and exercising independent judgment in evaluating, the ideas and products discussed herein. Trades and transactions ore subject to relevant internal approvals of Mr or its affiliates prior to execution, and the execution of any transaction or idea discussed herein is conditional on your becoming a client of Deutsche Rank Key Client Partners (XCP) products, investment ideas and solutions and related matters discussed herein are provided for discussion purposes only, and strictly on o non- advisory basis. The KCPAmericos desk does not provide investment advice. The information set forth herein is confidential and personal to you and is being presented for your information and for discussion purposes only. Any reproduction and/or redistribution thereof (in whole or in port) or disclosure of its content without our written consent is strictly forbidden. This communication does not create any legally binding obligation on the part of OBS/ or any of its offihates. CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0052561 CONFIDENTIAL SDNY_GM_00198745 EFTA01362895

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