EFTA01362898

uj c: : l e - Action Plan - Update I [I] Importance: High Everyone comes back with our top 3 priorities Mine are Blue Media Investments Inc Fratelli Investments Limited (Nina, why do we have 2 entries?) Transacciones e Inversiones Arizona SA (now Alabama, Billy?) Colina Insurance Limited (Nina pls check with Rodrigo what's up here) Billy, let's discuss rest of LatAm Josh, see GKFF Martin, SF? And who is looking at MSD and Centaurus Capital LP ? From: Nina Tona Sent: Friday, March 02, 2018 12:16 PM To: Xavier Avila Davide-A Sferrazza Joshua Shosha Subject: RE: GM KCP Bible - Action Plan - Update I [I] Team - Please let me know which clients are of priority so we can start the NCA process. Thank you Nina Tons From: Nina Tona Sent: Wednesday, Februar 21, 2018 11:30 AM To: Xavier Avila ; Davide-A Sferrazza Cc: Martin Zema Joshua Shosha Subject: RE: GM KCP Bible - Action Plan - Update I (I) Team, For all the below clients KYC review date is overdue. Please review an ; Alastair Mackinlay ; Billy Obregon ; Alastair Mackinlay Billy Obregon advise if. 1- renew KYC and 2- who will be my contact for info. Team KCP WM Client/ Account Name Armory Fund dbcar ID 1000635214 KYC Review Date Renew Responsible KYC - For Y/N lnfo/Docs Yes Billy 0 Responsible Barker - For Contact/CM Nina T Case Manager Comments Started - CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) CONFIDENTIAL DB-SDNY-0052573 SDNY_GM_00198757 EFTA01362898