EFTA01362960

From: Xavier Avila Sent: 17 April 20 Akash Malhotra Cc: Joe Aglion • Ian Salters pm>, Nina Tona Pankaj m>; • • c iMMIMI >; Martin Zeman >, Alka Gopala Subject: RE: KYC Breach_SOUTHFINANMD_Southem Financial, LLC_FFT Location [I] Done, thanks. Are all the XCCYs generally booked and clients KYCed in DB AG FFT? What about EUR and GBP vanilla and inflation swaps? We might have some of those coming. Mat/Nina, who can help us with FFT extensions, same NY CMs? Thanks From: Jimmy-H Xu Date: Monday, A r 16, 2018, 11:56 To: Xavier Avila , Mathew Ncgus Akash Malhona Cc: Joe Aglione , Ian Salters , Nina Tona <Ma, Pankaj-A Chopra >, NCAOTC Derivatives <nceotc.,deriyatiyes'adb.com>, Martin Zeman Alka Gopala u . : mac LLC_FFT Location [I] Classification: For Internal use only Approved as one-off, but let's get the KYC done for FFT please Thanks Kind regards Jimmy Jimmy-H Xu Cross Currency Swap Trading Deutsche Bank AG, Filiale London CB&S - Markets Winchester House, 1 Great Winchester Street, EC2N 2DB London. United Kingdom From: Xavier Avila [email protected] Sent: 16 April 2018 17:55 CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0052731 CONFIDENTIAL SONY GM_001913915 EFTA01362960