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efta-01362963DOJ Data Set 10Other

EFTA01362963

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DOJ Data Set 10
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efta-01362963
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EFTA Disclosure
Text extracted via OCR from the original document. May contain errors from the scanning process.
From: Joshua Shosha Sent: 9/14/2017 11:40:41 AM To: Martin Zeman CC: Stewart Oldfield Subject: Darren, greetings. Here is your fill: • Liam Osulliva ; Tazia Smith Davide-A Sferrazza Svrti hol QCOM 11/17/17 C52.5 QCOM I I/17/17 P50 QCOM Equity Side Sid open Sld open Buy hillQty Ave \ Please advised how we can be of further help. Best regards, --Josh Joshua Shoshan Director I Key Client Partners - US DB Securities Inc Deutsche Bank Wealth Management 345 Park Avenue. 10154-0004 New York. NY, USA 50 50 5000 1.5168 1.5442 51.075994 MI trade execution information contained herein is being provided as an accommodation at your request in advance of your receipt of the official trade confirmation(s). Additional trade detail information available upon request. The terms of the trade(s) may be subject to change prior to settlement. and therefore the official trade confirmation(s) and account statements issued by Deutsche Bank shall govern. Deutsche Bank is not responsible for any discrepancy between the informal execution report and the official trade confirmation(s) or account statements. This email may contain confidential and/or privileged information. If you are not the intended recipient (or have received this email in error). please notify the sender immediately and delete the email from your computer. My unauthorized copying, disclosure or distribution of the material in this email is prohibited. KCP products and services am intended and available only for persons who are sophisticated institutional investors within the meaning of the FINRA Rule 4512(C)(3). and who are capable of evaluating the strategies, characteristics and investment risks of. and exercising independent judgment in evaluating. the ideas end products ctiscussed herein. Trades and transactions are subject to relevant internal approvals of DBS1 or its affiliates prior to execution, and the execution of any transaction or idea discussed herein is conditional on your becoming a client of Deutsche Bank. Key Client Partners (KCP) products. investment ideas and solutions and related matters discussed herein are provided for discussion purposes only, and strictly on a non•advisory basis The KCP Americas desk does not provide investment advice. The information set forth herein is confidential and personal to you and is being presented for your information and for discussion purposes only. Any reproduction and/or redistribution thereof tin whole or in part) or ctisclosure of its content without our written consent is strictly forbidden. This communication does not create any legally binding obligation on the part of DBS1 or any of its affiliates. This communication may contain confidential and/or privileged information. If you are not the intended recipient (or have received this communication in error) please notify the sender immediately and destroy this communication. Any unauthorized copying, disclosure or distribution of the material in this communication is strictly forbidden. Please refer to https://db.com/disclosures for additional EU corporate and regulatory disclosures. CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0052735 CONFIDENTIAL SDNY_GM_00198919 EFTA01362963

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GPS1.5168 1.5442
URLhttps://db.com/disclosures

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