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efta-01362972DOJ Data Set 10Other

EFTA01362972

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DOJ Data Set 10
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efta-01362972
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EFTA Disclosure
Text extracted via OCR from the original document. May contain errors from the scanning process.
4. Live Trade — Davide first shot, then Nina will help 5. GM or Umbrella Account — Davide and Nina Team WM Client/ dbcar Account ID Name GM or Good Umbrella Active Retain To ISDA Account Trade Uve Trade Banker KCP Coverage ACO KYC RP RR Outreach R Tab 2 — "Latent', Tab 3 —'US', Tab 4 — 'Alex Brown" — WM show In addition to the info in Tab 1, it will also have all the products they are active for Tab S —Off-Boards — Will show The clients that we have decided we no longer want to retain Thanks Kind regards, ci mage002.gif> Nina Tona Associate Business Control Manager, Key Client Partners —Americas Deutsche Bank Wealth Management 5022 Gate Parkway Jacksonville. Florida 32256 KCP products and servkes ore intended and availatKe onh for persons who ore sophithcoted institutional investors within the intoning of the FINRA Rule 4512(C)(3), and who ore capable of evaluating the strategies, characteristics and investment risks of, and exercising independent judgment in evaluating. the ideas and products discussed herein. Trades and transactions are subject to relevant internal approvals of DEW a as affiliates prior to execution, and the execution of any transaction or idea discussed herein is conditonal on your becoming a client of Deutsche Bonk. Key Client Partners (KCP) products, investment ideas and solutions and related matters discussed herein ore provided for discussion purposes only, and strictly ono non-advisory basis. The KCP Americas desk does not provide investment advice. The information set forth herein is confidential and personal to you and is being presented for your information and for discussion purposes only. My reproduction and/or redistribution thereof (in whole or in port) or disclosure of its content without our written consent is strictly forbidden. This communication does not create any legally binding obligation on the part of DEIS! or any of its affiliates. CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0052750 CONFIDENTIAL SDNY_GM_00198934 EFTA01362972

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