Case File
efta-01362972DOJ Data Set 10OtherEFTA01362972
Date
Unknown
Source
DOJ Data Set 10
Reference
efta-01362972
Pages
1
Persons
0
Integrity
Extracted Text (OCR)
Text extracted via OCR from the original document. May contain errors from the scanning process.
4.
Live Trade — Davide first shot, then Nina will help
5.
GM or Umbrella Account — Davide and Nina
Team
WM
Client/
dbcar
Account
ID
Name
GM or
Good
Umbrella
Active
Retain
To
ISDA
Account
Trade
Uve
Trade
Banker
KCP
Coverage
ACO
KYC
RP
RR
Outreach
R
Tab 2 — "Latent', Tab 3 —'US', Tab 4 — 'Alex Brown" — WM show
In addition to the info in Tab 1, it will also have all the products they are active for
Tab S —Off-Boards — Will show
The clients that we have decided we no longer want to retain
Thanks
Kind regards,
ci mage002.gif>
Nina Tona
Associate
Business Control Manager, Key Client Partners —Americas
Deutsche Bank Wealth Management
5022 Gate Parkway
Jacksonville. Florida 32256
KCP products and servkes ore intended and availatKe onh for persons who ore sophithcoted institutional investors within the intoning of the FINRA Rule
4512(C)(3), and who ore capable of evaluating the strategies, characteristics and investment risks of, and exercising independent judgment in evaluating.
the ideas and products discussed herein. Trades and transactions are subject to relevant internal approvals of DEW a as affiliates prior to execution, and the
execution of any transaction or idea discussed herein is conditonal on your becoming a client of Deutsche Bonk.
Key Client Partners (KCP) products, investment ideas and solutions and related matters discussed herein ore provided for discussion purposes only,
and strictly ono non-advisory basis. The KCP Americas desk does not provide investment advice.
The information set forth herein is confidential and personal to you and is being presented for your information and for discussion purposes only.
My reproduction and/or redistribution thereof (in whole or in port) or disclosure of its content without our written consent is strictly
forbidden. This communication does not create any legally binding obligation on the part of DEIS! or any of its affiliates.
CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e)
DB-SDNY-0052750
CONFIDENTIAL
SDNY_GM_00198934
EFTA01362972
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