EFTA01363141

From: Sent: To: CC: Subject: Manish-m Gupta 2/21/2017 1:28:22 PM USPWM KYC [USPWM KYC-2@db tom Cynthia Rodriguez Volker covered fund : Southern Financial LLC [I) Classification: For Internal use only Hello Team, Can you please update the Volker covered fund in db force as it is blank. Please see the below screen shot. Please confirm so we proceed further. ph_ . CustApe. Southern Financial LLC • Bet to Lit Cut: 1779 AcSosofir' OiDrAinDeffilkl I CdIZOMW TO.PmW I Aspzeupirou27 CA/ mutes i avienoreheett: srleme *mon (2, Noe% A.Apeerwev&I 60.3.91c.f.KUPFAttf. i I.ottlinufSPorriterolou Sr i PsalmCa RS 9.79/19$lx i EFOLPte.P791..AAAASIILI Pul;Atniallf attAln..T.1,O162 CeeaulOtilsoMetilatmAn a I leallerusq osrcerti wart z ! esselutiO I MOPX1.42MALLAntf3 33 ..sop.ziston2 CtiSlOrtSde PkOd I Pdentit `.&w I AtIP :A7F1FCe ii Customer Detail f:Juomet Record f 7pr CIA.M C? f amt1 C mart,' vane SautFern Frtarcal LLC Mew 4erattAil p (31.1- HFRN FNANCIAI REI ATIONSPIP ' IAA Otaaneato- SS9 Federal Tex ID: 66 0790192 Stalin Active Remo! !irairc• Nam[ of Reform! Spume Chen: Unix One £.1262013 Ridden etatOinef Nate SOU—HERN FINANCIAL LLC Cotwerud Customer 01/1.41 t um! Pelenonen p Maine EPSTEIN. JEFFREY RELATIONSPtiP teal Fietabindttl: Number 20000483290 Of7ttr Seconduy Cafe EEA awn Type WA Kind regards, Manish-m Gupta Manish-m Gupta Process Supervisor I PWM US Operations Eat WAN ilitantg; Cualrancr Oster SitaIDStai2 =Mei Caner PO Cleated BY KO A73, Sl'anan, 9120)2013 10 27 AM Lest Welted Br gq atona jurc100 2220/2017 9.32 PIA GO 5 CuldeffittNUMbtt Customer Number OM/30433M DM1 C ntotnet Am 882 riski. Titre/ ',fly Re/efrii SOW? forte, Clien:7 Portfobn Manapereeni Team Covegant Compel Preference • Modesto Fin ' Infin Ken 1 iippoommt Voicter Centred FLAW? Fun Type DE1O1 Global Services Private Limited COO Wealth Management Operations A-1 8. A-2. Evolve - Mahindra Technology Park, Inside Mahindra World City - SEZ. 302029 Jaipur, India CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0053032 CONFIDENTIAL SDNY_GM_00199216 EFTA01363141