EFTA01363747

From: Richard larossi [ Sent: 8/31/2018 12:34:27 PM To: Davide-A Sferrazza ft)) Subject: RE: Butterfly Trust - new brokerage account needed II] Hi Davide, First off, nice to meet you, I'm going to be working with Stew, Brad and Terri and started last week with the team. In regards to the KYC documentation, are you looking for a case A within DB Force to find the documents? Thanks, Rich Richard Iarossi Assistant vice President Deutsche Bank Wealth Management 345 Park Avenue, 24th Floor 54 Securities offered through Deutsche Bank Securities Inc. Original Message From: Davide-A Sferrazza Sent: Friday, August 31, 2018 11:41 AM To: Stewart Oldfield <stewart. ›; Martin Zeman •c >; Liam Osullivan Cc: Bra ey Gi in Richard Iarossi < Subject: RE: Butter y Trust - new brokerage account needed [I classification: For internal use only Stewart, As discussed, I will review with Liam when he is back next week and we will put together an account opening package. Brad/Rich, would you please send me what KYC documentation you have on file? I am not able to see on DB Force (I may not be looking at the right place if it is on there already. Thank you, Davide original Message From: Stewart Oldfield Sent: Friday, August 31 2018 9:27 AM To: Martin Zeman Cc: Bra. ey Gi in ; Liam Osullivan a; Davide-A Sferrazza ; Richard Iarossi < Subject: RE: Butter y Trust - new erage account needed Anyone looking at this? Original Message From: Stewart Oldfield Sent: Thursday, Au•ust 30 2018 8:04 AM To: Martin Zeman ; Liam Osullivan a; Davide-A Sferrazza Cc: Bra• ey G1 n ; Richard Iarossi < Subject: Butterfly Trust - new 'ro erage account needed Gents, Need to open a new brokerage account for Jeffrey. will do some trading but won't be a huge account. Note that Paul Barrett will NOT be trading this account. CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0053978 CONFIDENTIAL SDNY_GM_00200162 EFTA01363747