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efta-01363804DOJ Data Set 10Other

EFTA01363804

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DOJ Data Set 10
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efta-01363804
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EFTA Disclosure
Text extracted via OCR from the original document. May contain errors from the scanning process.
From: Nina Tona Sent: 1/2/2019 3:47:49 PM To: Davide-A Sferrazza Subject: FW: KCP list updated to client perimeter DJ Attachments: WM KCP US and EMEA and APAC client interest (SUBSET).xlsx Classification: For Internal use only Nina Tona Associate Business Control Manager, Key Client Partners —Americas Deutsche Bank Wealth Management E . Email KCP products and services ore intended and ovaitabk only for persons who ate sophisticated inaitutional investors within the meaning of the FINIZA Rule 4512(C)(3), and who are capable of evaluating the strategies, characteristics and investment risks of, and exercising independent judgment inevaluating, the ideas and products discussed herein. Trades and transactions ore subject ro relevant internal coprovals of 0851 or its affiliates prior toexecution, and the execution of any transaction of idea discussed herein is conditional on your becoming a client of Deutsche Bonk Key Client Partners (KCP) products, investment ideas and solutions and related mutters discussed herein ore provided for discussion purposes only, and strictly on o non- advisory basis. The KCP Americos desk does not provide investment advice. The information set forth herein is confidential and personal to you and is bang presented for your information and for discussion purposes only. Any reproduction and/or redistribution thereof (in whole or in port) or disclosure of its content without our written consent is strictly forbidden. This communication does not aeote any legally binding obligation on the port of 089 or any of its affiliates From: Sonya Hunjan Sent: Friday, December 14, 2018 11:03 AM To: Nina Tona < Cc: Tanushree Kirti Subject: FW: KCP list updated to client perimeter [I] FYI Nina, this was the KCP file shared with CIB. Thanks, Sonya Sonya Hunjan PWCC KYC Remediation Programme Zig Zag Building Deutsche Wealth Management limited CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0054137 CONFIDENTIAL SDNY_GM_00200321 EFTA01363804

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