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efta-01364899DOJ Data Set 10Other

EFTA01364899

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DOJ Data Set 10
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efta-01364899
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EFTA Disclosure
Text extracted via OCR from the original document. May contain errors from the scanning process.
GLDUS238 SOUTHERN FINANCIAL LLC Exhibit B FOR INDIVIDUALS INVESTOR STATUS The Investor hereby represents and warrants that the answers provided below completely and accurately describe the Investor. The Investor is a natural person whose net worth, either individually or jointly with such person's spouse, at the time of purchase, equals (exclusive of the value of the Investor's primary residence): K Less than $500,000 K $500,000 - $999,999 K $1,000,000 - $4,999,999 K $5,000,000 - $9,999,999 K $10,000,000 or more The Investor is a natural person who had individual income on the amounts specified below, or joint income with that person's spouse in the amount specified below, in the previous two calendar years and reasonably expects to reach the same income level in the current calendar year: 2016 Income: 2017 Income: K $199,999 or less K $199,999 or less K $200,000-$299,999 K $200,000-$299,999 K $300,000-$499,999 K $300,000-$499,999 K $500,000 or greater K $500,000 or greater The above amounts are calculated: K Individually K Together with my spouse The Investor is a natural person (including a person who will hold a joint, community property or similar shared ownership interest in the Partnership with that person's qualified purchaser spouse) who owns investments' worth: K Less than $5,000,000 K $5,000,000 - $ I 0.000,000 K More than $ I 0,000,000 8 For definition of "invesunents." see Rule 2a51-1 promulgated under the Investment Company Act. PROPRIETARY AND CONFIDEN71AL B-I CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0055448 CONFIDENTIAL SONY GM_00201832 EFTA01364899

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