Case File
efta-01364979DOJ Data Set 10OtherEFTA01364979
Date
Unknown
Source
DOJ Data Set 10
Reference
efta-01364979
Pages
1
Persons
0
Integrity
Extracted Text (OCR)
Text extracted via OCR from the original document. May contain errors from the scanning process.
From: Vahe Stepanian
Sent: Monday, February 09, 2015 4:49 PM
To: Mark Whyman; Daniel Sabba
Cc: corporate chasing; Sowmya-D R; Sanjay Mehta; Adrian De-Nicola; Prabhuling-C Kottalagi; Jay Lipman
Subject: RE: Need your assistance***Southern Financial LLC*** [I]
Classification: For internal use only
Hi Mark — if possible, please send us the TWTR confirms. Would be helpful if you could please include me, Daniel Sabba, and Jay
Lipman (CC'ed).
This is so that we can check the confirm for accuracy, and keep track of them.
Cheers,
Vahe
From: Mark Whyman
Sent: Monday, February 09, 2015 4:47 PM
To: Vahe Stepanian; Daniel Sabba
Cc: corporate chasing; Sowmya-D R; Sanjay Mehta; Adrian De-Nicola; Prabhuling-C Kottalagi
Subject: RE: Need your assistance***Southern Financial LLC*** [I]
Classification: For internal use only
Daniel / Vahe,
Can you confirm that the option confirmation for TWTR should be sent to
Thanks,
Mark
Mark Whyman
Vice PresidentI Global Markets
Deutsche Bank Securities. Inc.
60 Wall St 4th Floor
New York. NY. 1
E-rnad
Tel
E-fax +1(732) 578-2841
ilunitncitr Peel:60K I
Disclaimer htlps.riederivativesd0 coinistatiOdiselairner.html
From: Prabhuling-C Kottalagi
Sent: Monday, February 09, 2015 4:07 PM
To: Mark Whyman
Cc: corporate chasing; Sowmya-D R; Sanjay Mehta; Adrian De-Nicola
Subject: Need your assistance***Southern Financial LLC*** [I]
Classification: For Internal use only
Hi Mark,
We have one outstanding deal with Southern Financial LLC traded on Jan 27,2015 with Twitter Inc as underlying. The client contact
which is updated in the our system is [email protected] which has gmail as its domain.
Please advise ,can we dispatch the doc for countersign to above mentioned contact, else please share the client contact details.
Please let me know if you need any additional information.
Many thanks in advance.
Southern Financial
LLC
Generic
OTC
27-Jan-15
Twitter Inc
Michael-C
Mark Whyman NY
Krueger
NEW
CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e)
DB-SDNY-0055549
CONFIDENTIAL
SDNY_GM_00201733
EFTA01364979
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