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efta-01364979DOJ Data Set 10Other

EFTA01364979

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DOJ Data Set 10
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efta-01364979
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EFTA Disclosure
Text extracted via OCR from the original document. May contain errors from the scanning process.
From: Vahe Stepanian Sent: Monday, February 09, 2015 4:49 PM To: Mark Whyman; Daniel Sabba Cc: corporate chasing; Sowmya-D R; Sanjay Mehta; Adrian De-Nicola; Prabhuling-C Kottalagi; Jay Lipman Subject: RE: Need your assistance***Southern Financial LLC*** [I] Classification: For internal use only Hi Mark — if possible, please send us the TWTR confirms. Would be helpful if you could please include me, Daniel Sabba, and Jay Lipman (CC'ed). This is so that we can check the confirm for accuracy, and keep track of them. Cheers, Vahe From: Mark Whyman Sent: Monday, February 09, 2015 4:47 PM To: Vahe Stepanian; Daniel Sabba Cc: corporate chasing; Sowmya-D R; Sanjay Mehta; Adrian De-Nicola; Prabhuling-C Kottalagi Subject: RE: Need your assistance***Southern Financial LLC*** [I] Classification: For internal use only Daniel / Vahe, Can you confirm that the option confirmation for TWTR should be sent to Thanks, Mark Mark Whyman Vice PresidentI Global Markets Deutsche Bank Securities. Inc. 60 Wall St 4th Floor New York. NY. 1 E-rnad Tel E-fax +1(732) 578-2841 ilunitncitr Peel:60K I Disclaimer htlps.riederivativesd0 coinistatiOdiselairner.html From: Prabhuling-C Kottalagi Sent: Monday, February 09, 2015 4:07 PM To: Mark Whyman Cc: corporate chasing; Sowmya-D R; Sanjay Mehta; Adrian De-Nicola Subject: Need your assistance***Southern Financial LLC*** [I] Classification: For Internal use only Hi Mark, We have one outstanding deal with Southern Financial LLC traded on Jan 27,2015 with Twitter Inc as underlying. The client contact which is updated in the our system is [email protected] which has gmail as its domain. Please advise ,can we dispatch the doc for countersign to above mentioned contact, else please share the client contact details. Please let me know if you need any additional information. Many thanks in advance. Southern Financial LLC Generic OTC 27-Jan-15 Twitter Inc Michael-C Mark Whyman NY Krueger NEW CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0055549 CONFIDENTIAL SDNY_GM_00201733 EFTA01364979

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Faxfax +1(732) 578-2841
Phone+1(732) 578-2841

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