EFTA01364991

TO ObitlbcomfaDBAPAC. Date- 0211112015 11:40 PM Subjc.et. RE: Need your assistance—Southern Financial LLC"' (II Classification: For Internal use only Prabhuling- when do you expect this to be done? From: Jay Lipman Sent: Wednesday, February 11, 2015 10:27 AM To: Prabhuling-C Kottalagi Cc: corporate chasing; Sowmya-D R; Sanjay Mehta; Adrian De-Nicola; Daniel Sabba; Vahe Stepanian Subject: RE: Need your assistance***Southern Financial LLC*** [I] Hi Prabhuling, Can you assist us in making the following changes to this confirm, as we noticed a few issues. • Please remove the client's personal name "Jeff Epstein" in the To: Client line - Name and address of Southern Financial should be consistent on both pages: o On page 1, the client name/address is Southern Financial LLC, Wilmington. On page 2, the name/address is Southern Financial LLC, 6100 Red Hook Quarter, ST Thomas, VI 00802 o Please ensure that the latter name/address is used: Southern Financial LLC, 6100 Red Hook Quarter, ST Thomas, VI 00802 Please reach out with any questions. Thank you. Jay Lyman Key Client Partners Deulasdle Bank Securities Inc Tel. Fax Email From: Prabhuling-C Kottalagi Sent: Monday, February 09, 2015 4:58 PM To: Vahe Stepanian; Daniel Sabba Cc: corporate chasing; Sowmya-D R; Sanjay Mehta; Adrian De-Nicola; Jay Lipman; Mark Whyman Subject: RE: Need your assistance***Southern Financial LLC*** [I] Classification: For Internal use only Hi Vahe/Daniel, Please find the attached confirmation. Note: Attached doc is password protected and the password is SFL987 Regards Prabhuling-C Kottalagi 0a01 Global Services Private tanned Derivative Documentation Velantanl Test park. Bangalore, India Tel. Email For any escabtion please contact below First level escalation Second level estalaaon Panits..-ftr emit From: Mark Whyman Sent: Tuesday, February 10, 2015 3:22 AM To: Vahe Stepanian; Daniel Sabba CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0055569 CONFIDENTIAL SDNY_GM_00201753 EFTA01364991