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efta-01365127DOJ Data Set 10Other

EFTA01365127

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DOJ Data Set 10
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efta-01365127
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EFTA Disclosure
Text extracted via OCR from the original document. May contain errors from the scanning process.
Hi Amanda, As we discussed earlier, the ACAT's will be more complicated than usual due to the exotic nature of some of the assets in the accounts. As for Jeepers, please find attached below the necessary brokerage documents for a corporate account. Please find Completion Instructions: Account Agreement - Please complete highlighted areas on pgs. 1, 6, 7, 14, and 15 Corp Acct. Authorization - Please complete highlighted area and sign/date bottom of pages 1 + 2 [attachment "AWM Acct. Agreement.pdf" deleted by Amanda Kirby/db/dbcom] [attachment "corporate Account Authorization.pdf" deleted by Amanda Kirby/db/dbcom] [attachment "New Corporate Info Sheet 6.2012.pdf" deleted by Amanda Kirby/db/dbcom] Kind Regards, Jay Lipman (Embedded image moved to file: pic23840.gif) Jay Lipman Analyst I Markets Coverage Group Deutsche Bank Securities Inc Deutsche Asset & wealth Management 345 Park Avenue - 26th Floor New York, NY 10154 Tel. Fax Email (Embedded image moved to file: pic25734.gif) From: Amanda Kirby/db/dbcom To: Jay Lipman/db/dbcom@DBAMERICAS, cc: Tazia smith, vahe stepanian/db/dbcom@DBAmericas Date: 09/09/2013 10:59 AM Subject: ACATS for Southern Financial/Trust [I] Classification: For internal use only Hi )ay, wanted to touch base in regards to the ACATS for Southern Trust and Southern Financial. I know you were working on them on Friday. Would like to send them to the client today, if possible. Also, Jeepers Inc was KYC approved on our end. I am going to work on getting those account docs prepared and send them over today. Would you mind sending me Brokerage accounts for them? Thank you Best, Amanda Kirby CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0055776 CONFIDENTIAL SDNY_GM_00201960 EFTA01365127

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