EFTA01365558

In addition, on and after the Effective Date, the Issuer's commitment to purchase Collateral Obligations will not result in a violation of any of the following "Concentration Limits": (a) the minimum and maximum limitations (and exceptions and additional requirements) listed in the table below: Minimum (% of the Portfolio Principal Collateral Type Bala ) (i) Senior Secured Loans (assuming for 95 purposes of these calculations that Eligible Principal Investments are Senior Secured Loans) (ii) Senior Secured Notes and Second Lien Loans. collectively (iii) PIK Securities and Partial PDC Securities. collectively (iv) DIP Loans 7.5 (v) the Commitment Amount of Revolving Credit Facilities and the Unfunded Amount of Delayed Funding Loans. collectively (vi) Participations 5 (vii) Caa/CCC Collateral Obligations (other than 7.5 Permissible Replacement Collateral Obligations) (viii) obligations that are subject to an Offer or 5 notice of redemption of which the Investment Manager has actual knowledge; provided that any such Offer must include payment of cash in an amount at least equal to the par amount of the Collateral Obligation (ix) obligations of any one obligor (together with affiliated obligors) (x) obligations issued by obligors in any one industry determined by the S&P's CDO Monitor Asset Classifications Maximum (% of the Portfolio Principal Exceptions and Additional Italanee) Reouiremenq 5 5 no more than 2.5% in PDC Securities 5 2 up to five obligors may each constitute up to 2.5% 8 obligors in any two such industries may each comprise up to 12% CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) CONFIDENTIAL SDNY GM_00202521 DB-SDNY-0056337 EFTA01365558