Case File
efta-01365941DOJ Data Set 10OtherEFTA01365941
Date
Unknown
Source
DOJ Data Set 10
Reference
efta-01365941
Pages
1
Persons
0
Integrity
Extracted Text (OCR)
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Additional Disruption Events:
Change in Law.
Failure to Deliver:
Insolvency Filing:
Hedging Disruption:
Hedging Party
Increased Cost of Hedging:
Hedging Party:
Loss of Stock Borrow.
Increased Cost of Stock Borrow
Initial Stock Loan Rate:
Hedging Party:
Determining Party:
Applicable, except that Section 12.9(a)(ii) is amended by the
replacement of the word "Shares" with "Hedge Positions" and
the replacement of the words in the last three lines starting "or
(Y) it will incur..." to "...on its tax position)" with the words
"unless the illegality is due to an act or omission of the party
seeking to elect termination of the Transaction"
Applicable
Applicable
Applicable
Party A
Applicable
Party A
Inapplicable
Applicable
Means as determined by the Calculation Agent and refers to the
basis point fee used by stock lenders for the specific Shares
underlying the Transaction and does not include the prevailing
interest rate.
Party A
Party A
Additional Representations, Agreements and Acknowledgments:
Non-Reliance:
Agreement and Acknowledgments
Regarding Hedging Activities:
Additional Acknowledgments:
Eligible Contract Participant:
Applicable
Applicable
Applicable
Each party represents to the other party that it is an "eligible
contract participant" as defined in the U.S. Commodity
Exchange Act (as amended)
Party B Representations. Party B represents, warrants and acknowledges that:
Securities Act. It is a "qualified institutional buyer" as defined in Rule 144A under the U.S. Securities Act of
1933, as amended (the "Securities Act")
Credit Support Provision:
Party B agrees to pay to Party A the sum of USD 1168986.00 as upfront collateral for entering into this
Transaction. For the avoidance of doubt. if the parties to the Transaction have executed an ISDA Credit
Support Annex then such amount shall be deemed an "Independent Amount' in relation to such Transaction
and shall be applied to Party 8 only.
Party B Representations. Party B represents, warrants and acknowledges that:
The execution, delivery and performance of this Confirmation and the Transactions contemplated hereunder
will not violate any applicable law or regulation, including, without limitation, any short-selling restrictions and
reporting obligations as may be imposed in any relevant jurisdiction from time to time, and that Counterparty is
not engaging in the Transactions contemplated hereunder with the intent to impermissibly avoid any such
restrictions, reporting or disclosure obligations or any applicable regulatory filings.
Account Details:
Payments to Party A
Standard Settlement Instructions
CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e)
CONFIDENTIAL
DB-SDNY-0057382
SDNY_GM_00203566
EFTA01365941
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