Case File
efta-01367854DOJ Data Set 10OtherEFTA01367854
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Unknown
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DOJ Data Set 10
Reference
efta-01367854
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1
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0
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Implementation vehicles as of 4/20/15
Asset class
U.S. Large Cap Equity
U.S. Small Cap Equity
European Equity
European Equity
Japanese Equity
Pacific ex-Japan Equity
Emerging Markets Core Equity
Vehicit
MMOI
WM U.S. Core Equity
N/A
ClearBridge Small Cap Growth Mutual Fund
SBPYX
Invesco AIM European Growth Mutual Fund
AEDYX
Deutsche X-trackers MSCI Europe Hedged Equity Mutual Fund
DBEU
VVisdomtree Japan Hedged Equity ETF
DXJ
iShares MSCI Pacific ex-Japan ETF
Parametric Emerging Market Mutual Fund
EPP
EIEMX
Emerging Markets Asia Equity
Invesco Asia Pacific Growth Mutual Fund
ASM(
Fixed Income
Municipals Bonds
High Yield Bonds
Treasury Inflation Protected
Securities
Emerging Market Debt
Cash
Alternative Investments & cash
"
Hedge
WM Intermediate Fixed Income
BlackRock High Yield Mutual Fund
N/A
BHYIX
BlackRock Inflation Protected Bond Mutual Fund
BPRIX
MFS Emerging Market Debt Mutual Fund
MEDIX
Lighthouse Global Long/Short Fund LP (Directional)
Prisma Spectrum Fund LP (Non-directional)
Commodities
Deutsche Enhanced Commodity Strategy
N/A
N/A
SKIRX
id3
Sources: Internal sources.
0) Implementation vehicles shown are as of 4/20/15 and are subject to change based on the discretion of the Regional Investment Committee, taking into account criteria
discussed herein. The implementation vehicles are representative of the underlying investment vehicles of CIO Strategies, are intended to fulfill the asset allocation and are not
being offered for direct purchase. The appropriate implementation vehicle for the cash allocation will be chosen based on the client's tax status.
Deutsche Asset
2
ith Mamaen
CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e)
DB-SDNY-0059478
CONFIDENTIAL
SDNY_GM_00205662
EFTA01367854
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