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efta-01368121DOJ Data Set 10Other

EFTA01368121

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DOJ Data Set 10
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efta-01368121
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EFTA Disclosure
Text extracted via OCR from the original document. May contain errors from the scanning process.
From: Sent: To: CC: Subject: Attachments: Marjorie Flash 9/22/2016 3:54:45 PM Darren Indyke bellaklein FW: Regulation E Disclose 9.22.16 Reg E Approval fo Classification: Confidential Hi Darren. Please provide your approval as soon as possible. Thanks. Kind Regards, Marjorie Flash to Deutsche Bank office in Jacksonville FL, effective 1/4/16 my new office tt is Marjorie Flash Deutsche Bank Trust Company. National Association Deutsche Bank Wealth Management 5022 Gate Pkwy M400 Important Infoonstion Regarding Trading Instrudions. fax 14 Regardmg mutual fund arid Corporate Action transactems. Deulsrarre Bank Trust Company Americas (the Bank-) shall only be obligated to act on any instnictions to buy of still 'nutria' funds or clod no u Corporate Action instruction that you delrein via email voicomail or facsimile. at such tune as your Bank roprusentatrar has confirmed via entail of telephone that the 6.101k tra,; received your Iftquet$1. inspect to all other trading instructions (including. without limitation. foreign culrerarj transactions). Tbe Bank then only to obligated to act on any arch inollindions at such time es your Bank representative contend that the Bank has mooned your request via te'4Phollic loommunkation Please note. automated electronic responses such °Clued receipts" or fax confamations do not constitute confirmation by the Bank that your instructions have been received. If you submit trade instructions and do not receive a timely confirmation that Me Bank has received such instructions, pease contact your Bank representative immedthely. This communication may rocelain confidential and(or ptNeon ed mfumatbn. II you aro not the intended recipient (ca have received this catmmthiiwiee in error), please notify the sender immediately and delete the communication from your computer. Any unauthorized copying. disclosure or thstrbution of the matinice is this communication is prohibited Deutsche Bank does not render legal or lay advice, end infotmation contained in this communication should not be regarded as such. It you reside m, or have business in Canada and mash w unsubscribe from receiving email communication, please reply to ceelensubscribetbkradb.ccm end type "unnubscn he in the sutsjed Inn From: Marjorie Flash Sent: Thursday, September 22, 2016 3:19 PM To: Darren Indyke Cc: 'bellakleirc Subject: FW: Regulation E Disclosure [C] Classification: Confidential Sorry, here's the disclosure. Please return approval Kind Regards, Marjorie Flash Thanks. CONFIDENTIAL - PURSUANT TO FED. R. GRIM. P. 6(e) DB-SDNY-0059781 CONFIDENTIAL SDNY_GM_00205965 EFTA01368121

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