EFTA01368487

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efta-01368487

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From: Paul Morris Sent: 6/10/2015 11:23:31 AM To: jeffrey E. [email protected]; Richard Kahn CC: Daniel Sabba Ariane Dwyer Subject: RE: FW: bullish expression of single stocks [CI Classification: Confidential Ari, please see below From: Jeffrey E. [mailto:[email protected]] Sent: Wednesday, June 10, 2015 11:15 AM To: Paul Morris; Richard Kahn Subject: Re: FW: bullish expression of single stocks [C] buy 5000 viacom. 5000 baba 5000 gsk5000 dish. 5000 akrn From: Ariane Dwyer Sent: Wednesday, June 10, 2015 10:40 AM To: Daniel Sabba; [email protected]• Cc: Paul Morris; Stewart Oldfield; Vahe Stepanian Subject: RE: bullish expression of single stocks [C] Classification: Confidential Hi Jeffrey, Per your conversation with Daniel, please find below the refreshed table. Stewart Oldfield Company Ticker Price @ 6/1/15 Close Price @ 6/10/15 DB Global Markets Research Rating (GMR) DB GMR Target @ 6/1/15 DB GMR Target @ 6/10/15 Retrophin RTRX $31.85 $31.90 Buy $52 $55 Orexigen Therapeutics OREX $4.91 $4.51 No Coverage Akorn Inc. AKRX $46.25 $46.23 Buy $55 $55 Dish Networks DISH $72.07 $72.78 Buy 105 INR 105 INR Pioneer Natural Resources PXD $149.77 $150.00 Hold $182 $175 EOG Resources Inc. EOG $88.76 $90.04 Buy $101 $101 General Dynamics GD $140.25 $140.56 Buy $166 $166 Delphi Automotive DLPH $86.83 $87.42 Buy $94 $94 CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) CONFIDENTIAL DB-SDNY-0060236 SDNY_GM_00206420 EFTA01368487

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From: Vahe Stepania Sent: 12/4/2015 1:56:49 PM To: Richard Kahn mj CC: Daniel Sabba riane Dwyer " ' 'Paul Morris [ Stewart Oldfield Subject: RE: Dispersion Call Option [CI Classification: Confidential One more point worth mentioning - the realized dispersion when we spoke on Wednesday was - 9.95%. This decline from 9.95% to 9.41% would also affect the indicative bid of the option. From: Vahe Stepanian Sent: Friday, December 04, 2015 1:09 PM To: Richard Kahn Cc: Daniel Sabba

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From: Ariane Dwyer Sent: 9/3/20)5 3:47:02 PM To: Darren Indyke ; Richard Kahn CC: Daniel Sabba I; Vahe Stepanian Stewart Oldfield I Paul Morris Subject: ISDA Amendments ICI Attachments: Southern Financial LLC - Amendment Agreement - First Draft.doc; Southern Trust Company Inc. - Amendment Agreement - First Draft.doc Classification: Confidential Darren and Rich, Please find attached the ISDA amendments for Southern Financial and Southern Trust. Let us know if you have any quest

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From: Paul Morris Sent: 7/1/2015 3:52:39 PM To: 'Jeffrey E.' [email protected]) Subject: RE: EURUSD Risk Reversal Pricing [C] Ok ---Original Message--- From: Jeffrey E. [jeevacation©gmail.com] Sent: Wednesday, July 01, 2015 03:51 PM Eastern Standard Time To: Paul Morris Subject: Re: EURUSD Risk Reversal Pricing [C] on plane with people talk tomor morning On Wed, Jul 1, 2015 at 9:50 PM, Paul Morris < > wrote: Jeffrey Daniel and Vahe are on the desk if you have a few minutes no

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