Case File
efta-01368489DOJ Data Set 10OtherEFTA01368489
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DOJ Data Set 10
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efta-01368489
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Description: The investor receives 2.50% per quarter (10% p.a.) if all (2) underlying stocks are above the coupon barrier
on the quarterly observation date. The note is callable at the discretion of the issuer on each quarterly observation date. If
not redeemed early, at maturity, the principal is at risk if one or more of the underlying stocks has a final strike below their
principal barrier, with the investor being exposed to the return of the worst performing underlying stock. Settlement at
termination can be either cash or physical.
Looking forward to discussing,
Daniel
From: Ariane Dwyer
Sent: Tuesday, June 02, 2015 9:24 AM
To: [email protected];
Cc: Vahe Stepanian; Daniel Sabba; Paul Morns
Subject: RE: send to rich please [C]
Classification: Confidential
Good morning,
Per your request, please find below the stocks with 6/1/15 close price, DB Global Market Research Rating and DB Global
Market Research Target price. In addition please find attached DB Global Market Research Reports about the companies
we cover. Please note these are independent equity research views.
Company
Ticker
Price @
6/1/15
Close
DB Global Markets Research Rating
DB Global Markets
Research Target
Retrophin
RTRX
$31.85*
Buy
$52
Orexigen Therapeutics
OREX
$4.91
No Coverage
Akorn
AKRX
$46.25
Buy
$55
Dish Networks
DISH
$72.07
Buy
$105
Pioneer Natural Resources
PXD
$149.77
Hold
$182
EOG Resources
EOG
$88.76
Buy
$101
General Dynamics
GD
$140.25
Buy
$166
Delphi Automotive
DLPH
$86.83
Buy
$94
Comcast
CMCSA
$58.78
No Coverage
Glaxo Smith Kline
GSK
1456 GBP
Hold
1540 GBP
Viacom
VIAB
$66.71
Buy
$85
Baidu
BIDU
$201.56
Buy
$239
Alibaba
BABA
$90.78
Buy
$104
CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e)
CONFIDENTIAL
DB-SDNY-0060238
SDNY_GM_00206422
EFTA01368489
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